Filed December 21, 2016 (most recent of 2 filings on file)
Total covered: 6 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $43,674 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,075 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,510 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,750 | $40,174+68.6% | $84,015-19.4% | $67,579+0.3% |
| Participation rate | 95.8% | 62.7%+33.1pp | 69.0%+26.8pp | 71.3%+24.5pp |
| Annual return | 22.80% | 25.82%-3.0pp | 71.31%-48.5pp | 378.56%-355.8pp |
| Employer contribution / active EE | $1,058 | $808+31.0% | $1,983-46.6% | $2,148-50.7% |
| Participant deferral / active EE | $3,823 | $2,301+66.1% | $3,239+18.0% | $3,539+8.0% |
| Admin fee / account holder | $142 | $128+10.4% | $6,101-97.7% | $142-0.4% |