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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $27,512 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $19,341 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,342 | $40,174-64.3% | $84,021-82.9% | $67,579-78.8% |
| Participation rate | 87.5% | 62.7%+24.8pp | 69.0%+18.5pp | 71.3%+16.2pp |
| Annual return | 25.21% | 25.82%-0.6pp | 71.32%-46.1pp | 378.56%-353.3pp |
| Employer contribution / active EE | $0 | $808-100.0% | $1,984-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $2,307 | $2,301+0.3% | $3,239-28.8% | $3,539-34.8% |
| Admin fee / account holder | $59 | $128-54.4% | $6,102-99.0% | $142-58.8% |