See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $72,088 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 16 PO BOX 219153 · KANSAS CITY, MO 64121 | Consulting | $34,417 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,748 | $57,096-47.9% | $94,224-68.4% | $55,191-46.1% |
| Participation rate | 74.1% | 75.7%-1.6pp | 78.8%-4.7pp | 69.2%+4.9pp |
| Annual return | 83.50% | 159.65%-76.2pp | 10.68%+72.8pp | 10.78%+72.7pp |
| Employer contribution / active EE | $323 | $1,708-81.1% | $3,587-91.0% | $1,899-83.0% |
| Participant deferral / active EE | $3,007 | $3,165-5.0% | $4,320-30.4% | $3,046-1.3% |
| Admin fee / account holder | $72 | $89-19.9% | $6,269-98.9% | $91-21.2% |