Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Claim... | $99,353 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
MMA SECURITIES LLC2 years Filed as: MMC SECURITIES LLC Service code 16 PO BOX 27449 · NEW YORK, NY 10087 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,981 | $71,666-63.7% | $117,861-78.0% | $69,631-62.7% |
| Participation rate | 86.8% | 77.5%+9.2pp | 79.7%+7.1pp | 70.7%+16.1pp |
| Annual return | 18.43% | 18.86%-0.4pp | 335.11%-316.7pp | 27571.02%-27552.6pp |
| Employer contribution / active EE | $451 | $1,889-76.1% | $3,786-88.1% | $2,032-77.8% |
| Participant deferral / active EE | $3,240 | $3,340-3.0% | $4,482-27.7% | $3,224+0.5% |
| Admin fee / account holder | $77 | $120-35.8% | $8,021-99.0% | $110-30.1% |