Filed December 28, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NAVIGATION FINANCIAL GROUP2 years Service code 27 801 S. FILLMORE STREET · AMARILO, TX 79101 | Advisory (Plan) | $36,939 |
Service code 15 500 CORPORATE PKWY · AMHERST, NY 14226 | Recordkeeping | $20,752 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,676 | $62,928-44.9% | $172,739-79.9% | $67,579-48.7% |
| Participation rate | 41.4% | 64.5%-23.1pp | 82.6%-41.3pp | 71.3%-29.9pp |
| Annual return | 19.21% | 30.36%-11.1pp | 802.84%-783.6pp | 378.56%-359.3pp |
| Employer contribution / active EE | $675 | $1,636-58.8% | $5,143-86.9% | $2,148-68.6% |
| Participant deferral / active EE | $1,498 | $2,145-30.2% | $5,198-71.2% | $3,539-57.7% |
| Admin fee / account holder | $391 | $167+134.7% | $13,954-97.2% | $142+174.8% |