Filed December 28, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1+ years Filed as: SECURITIES AMERICA ADVISORS Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $25,837 |
DAILYACCESS CORPORATION1+ years Service code 15 · EIN 63-1156117 | Recordkeeping | $14,169 |
INTERSERV, LLC1+ years Service code 27 · EIN 51-6000279 | Advisory (Plan) | $7,021 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,605 | $37,117-44.5% | $147,614-86.0% | $55,191-62.7% |
| Participation rate | 42.9% | 63.6%-20.7pp | 84.6%-41.7pp | 69.2%-26.3pp |
| Annual return | -1.64% | 3.44%-5.1pp | 61.98%-63.6pp | 10.78%-12.4pp |
| Employer contribution / active EE | $459 | $1,620-71.7% | $5,564-91.7% | $1,899-75.8% |
| Participant deferral / active EE | $1,024 | $1,985-48.4% | $4,895-79.1% | $3,046-66.4% |
| Admin fee / account holder | $277 | $86+223.3% | $11,611-97.6% | $91+204.7% |