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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $110,741 |
MMA SECURITIES LLC3 years Service code 55 PO BOX 9497 · NEW YORK, NY 10087 | Other Commissions | $42,512 |
AMERICAN REALTY ADVISORS3 years Filed as: AMERICAN PENSION Service code 13 | Contract Administrator | $10,000 |
Service code 99 1801 CALIFORNIA STREET · DENVER, CO 80202 | Other Fees | $7,736 |
AMERICAN REALTY ADVISORS6+ years Filed as: AMERICAN PENSION CORPORATION Service code 13 1375 PLAINFIELD AVENUE · WATCHUNG, NJ 07069 | Contract Administrator | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,774 | $85,135-14.5% | $98,920-26.4% | $73,412-0.9% |
| Participation rate | 100.0% | 81.1%+18.9pp | 76.0%+24.0pp | 72.2%+27.8pp |
| Annual return | 13.86% | 19.14%-5.3pp | 196.47%-182.6pp | 59.30%-45.4pp |
| Employer contribution / active EE | $2,821 | $2,721+3.7% | $2,689+4.9% | $2,234+26.3% |
| Participant deferral / active EE | $5,659 | $4,349+30.1% | $4,245+33.3% | $3,806+48.7% |
| Admin fee / account holder | $358 | $139+157.0% | $6,643-94.6% | $158+126.7% |