Retirement plan

UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. RETIREMENT PLAN

UNIVERSITY HOSPITALS HEALTH SYSTEMEIN 34-0714775Plan #333PY 2015
3605 WARRENSVILLE CENTER ROAD - SHAKER HEIGHTS, OH 44122216-844-1000
Prospect flagsLow employer contribution

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(216) 844-1000
Plan administrator signer
THOMAS SNOWBERGER
Signed 10/14/2016

Summary metrics

Total assets (EOY)
$731.3M
-10.5% from 2016
Total participants
29,203
-1.3% from 2016
Average account balance
$0
No prior year
Annual return
-1.56%
-5.02 pp from 2016

Benchmarks

Peer group
Industry62 - Health Care and Social Assistance
Plan typeDefined benefit
Participants>=10,000
Cohort30 peers
Snapshot2015
Participant deferral / active EE
$0
median $79
Employer contribution / active EE
$527
median $4,628
Participation rate
0.0%
median 0.0%
Avg account balance
$0
median $47,522
Admin fee / account holder
$0
median $275
Annual return
-1.56%
median -1.09%
Overall peer rank
22nd percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$919.58M
Average account balance
Total assets / participants with a balance (line 6g)
$24K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
13,852
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$30.20M
Contributions per participant
Average employer and participant contribution per enrolled participant
$1K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+5.62%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 9 by compensation
ProviderService typeCompensation
Service code 28 · EIN 04-2683227
Investment Management
$7,325,911
Service code 11 · EIN 22-2232264
Actuarial
$2,079,903
Service code 21 · EIN 25-0659306
Bank Trustee
$232,701
Service code 28 · EIN 39-6797388
Investment Management
$136,139
Service code 28 · EIN 13-6038770
Investment Management
$112,141
Service code 28 · EIN 59-3299598
Investment Management
$106,725
Service code 28 · EIN 31-1192865
Investment Management
$88,084
Service code 28 · EIN 25-1442864
Investment Management
$75,083
Service code 28 · EIN 04-2683227
Investment Management
$59,250

Enrolled actuary

1 attachment
SB

JASON M. BRAVO

HEWITT ASSOCIATES LLC
Enrollment #1405569
5005 ROCKSIDE ROAD, SUITE 1000
INDEPENDENCE, OH 441316828
(216) 573-9700
Signed 2016-09-30

Top hat statement on fileNQDC

Filed April 22, 2016 (most recent of 4 filings on file)

Plan administrator

Plans declared (1)

  • Executive Retention Policy5 emp

Plan features & details

Pension benefit codes1A1C3H
Plan features
  • 1A
    Benefits are primarily pay related
    Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
  • 1C
    Cash balance or similar plan
    A cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped
  • OpportunityLow employer contribution

    Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II
Admin total
$11.2M
$681 / participant
  • Investment mgmt$1M11.5%
  • Other / not subdivided$10M88.5%
% of EOY assets
1.536%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
KPMG, LLP
Auditor EIN
135565207
Audit fees
(not subdivided)
Opinion code
Disclaimer