BNY Mellon
custodian237 known aliases resolved via the canonical alias map
Market position · 2024
Plans served598+3 YoYRank #43 of mapped providers
Assets under administration$1.05T1.2%Market share · rank #9
Fees received$139MMedian $87,292/planSum across Schedule C direct + indirect
Net wins YoY+875 won · 67 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical BNY Mellon plan look like?
Service mix · median fees per plan
Count of plans where BNY Mellon ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (individual); Custodial (securities)Code 19 | 140 | $119,793 | |
Trustee (directed); Trustee (bank, trust company, or similar financial institution)Code 21 | 133 | $91,525 | |
Trustee (directed); Other services; Custodial (other than securities); Float revenue; Custodial (securities); Valuation (appraisals, etc.); Direct payment from the plan; Named fiduciary; Trustee (bank, trust company, or similar financial institution)Code 18 | 132 | $89,533 | |
Soft dollars commissions; Investment management fees paid directly by plan; Investment management; Investment management fees paid indirectly by planCode 28 | 130 | $45,007 | |
Trustee (directed); Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 18 | $74,759 | |
Investment management fees paid indirectly by plan; Investment management fees paid directly by planCode 51 | 14 | $28,641 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Custodial (other than securities); Accounting (including auditing); Plan Administrator; Custodial (securities)Code 10 | 10 | $44,554 | |
Legal; Investment advisory (plan); Other servicesCode 27 | 9 | $24,931 |
Competitor overlap
Percent of BNY Mellon's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under BNY Mellon.
| Sponsor | From | Assets |
|---|---|---|
WELLS FARGO & COMPANYMN · 410449260-001 | Prudential Investment Management | $8.3B |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | Walter Scott | $5.2B |
FISERV SOLUTIONS, LLC.WI · 391833695-004 | Merrill | $5.1B |
PENSION COMMITTEE OF MLB PLAYERS BENEFIT PLANMD · 510185287-001 | Walter Scott | $4.6B |
FIFTH THIRD BANCORPOH · 310854434-001 | Empower | $4.0B |
SIEMENS ENERGY, INC.FL · 133987280-021 | Acadian Asset Management | $4.0B |
UPMCPA · 251423657-333 | Alight | $3.0B |
HIGHMARK HEALTHPA · 453674900-334 | Alight | $2.9B |
MUFG BANK, LTDNY · 135611741-015 | Prudential Retirement Insurance & Annuity Co. | $2.9B |
ROCKWELL AUTOMATION, INC.WI · 251797617-002 | WTW | $1.8B |
Plans lost in 2024
Appeared last year under BNY Mellon; not this year.
| Sponsor | To | Assets |
|---|---|---|
3M COMPANYMN · 410417775-333 | Aon | $12.0B |
EXXON MOBIL CORPORATIONTX · 135409005-001 | Alight | $12.0B |
BOARD OF DIRECTORS, MOTION PICTURE INDUSTRY PENSIONCA · 950030749-002 | Brandywine Global Investment | $5.9B |
CARPENTERS PENSION TRUST FUND TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | Camden Asset Management | $5.3B |
NATIONWIDE MUTUAL INSURANCE COMPANYOH · 314177100-333 | (new plan) | $5.3B |
BMO FINANCIAL CORP.IL · 510275712-001 | Empower | $4.5B |
BOARD OF TRUSTEES OF THE BUILDING SERVICE 32BJ PENSION FUNDNY · 131879376-001 | SHENKMAN CAPITAL MANAGEMENT | $3.5B |
UNITED AIRLINES, INC.TX · 742099724-010 | Parametric Portfolio Associates | $3.2B |
DTE ENERGY CORPORATE SERVICES,LLCMI · 205898509-002 | Empower | $2.2B |
MUFG BANK, LTD.NY · 135611741-016 | Morgan Stanley | $1.1B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUNDIL · 366044243-001 | $48.2B | 332,020 | $9M | 10y | - |
RTX CORPORATIONCT · 060570975-041 | $41.6B | 281,638 | $5M | 2y | 1 |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $2M | 10y | 1 |
VERIZON COMMUNICATIONS INC.NJ · 232259884-102 | $29.4B | 119,145 | $36,508 | 6y | - |
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERSDC · 366052390-001 | $27.4B | 233,478 | $998,069 | 7y | - |
CITIGROUP INC.CT · 521568099-004 | $23.2B | 121,279 | $1M | 10y | 1 |
UNITED PARCEL SERVICE OF AMERICA, INC.GA · 951732075-001 | $21.2B | 144,570 | $1M | 9y | - |
TRUSTEES OF THE NATIONAL ELECTRICAL BENEFIT FUNDMD · 530181657-001 | $20.4B | 693,723 | $4M | 9y | - |
BOARD OF TRUSTEES OF THE TEAMSTERS - UPS 401K NATIONAL SAVINGS PLANGA · 951732075-003 | $19.3B | 478,185 | $4M | 10y | - |
BANK OF AMERICA CORPORATIONRI · 560906609-001 | $19.0B | 168,197 | $970,791 | 10y | - |
Flag exposure
95.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (237)
Raw Schedule C names collapsed into BNY Mellon.
- AMERIPRISE FINANCIAL CENTER
- AMERIPRISE FINANCIAL SERVICES IN
- AMERIPRISE FINANCIAL SERVICESINC
- AMERIPRISE LIFE INSURANCE COMPANY
- ARTISAN INTERNATIONAL (APHIX)
- ARTISAN PARTNER LTD PARTNERSHIP
- ARTISAN PARTNERS FUNDS
- ARTISAN PARTNERS HOLDING LP
- ARTISAN PARTNERS LIMITED PARTNERS
- ARTISAN PARTNERS LIMITED PARTNERSH
- ARTISAN PARTNERS LIMITED PARTNERSHP
- ARTISAN PARTNERS LTD PTNRSHIP
- ARTISAN PARTNERS MANAGEMENT CO LLC
- ARTISANPARTNERS LIMITED PARTNERSHI
- ARTISIAN
- ARTISIAN FUNDS
- ARTISTICMEDIA
- ARUM WEALTH MANAGEMENT GROUP
- ARVEST ASSET
- ARVEST WEATLH MANAGEMENT
- ARVIN SANGO INC.
- ARVIN SANGO, INC.
- ARYZTA LLC RETIREMENT P
- AS DESIGN
- ASA ADVISORS INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for BNY Mellon's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 14 | 2.34% | 7.76% | -5.42 pp |
| Fidelity bond gap | 3 | 0.50% | 26.94% | -26.44 pp |
| Late contributions | 14 | 2.34% | 1.71% | +0.63 pp |
| Failed to provide benefit | 1 | 0.17% | 0.14% | 0.03 pp |
| Corrective distributions | 25 | 4.18% | 1.76% | +2.42 pp |
| Loss discovered | 1 | 0.17% | 0.00% | +0.16 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with BNY Mellon. Compare to the incumbent market share (0.9%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.9 pp vs incumbent
Frequent partners by role
Who else shows up on BNY Mellon's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| WTW | 152 | 25.4% |
| Aon | 127 | 21.2% |
| Mercer | 87 | 14.6% |
| PIMCO | 59 | 9.9% |
| The Segal Company | 56 | 9.4% |
| Loomis Sayles | 44 | 7.4% |
| ULLICO Inc | 44 | 7.4% |
| Segal Marco Advisors | 39 | 6.5% |
| Dodge & Cox | 38 | 6.3% |
| NISA Investment Advisors | 38 | 6.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).