Capital Group
recordkeeper246 known aliases resolved via the canonical alias map
Market position · 2024
Plans served1,066-24 YoYRank #22 of mapped providers
Assets under administration$38.9B0.0%Market share · rank #396
Fees received$16MMedian $5,065/planSum across Schedule C direct + indirect
Net wins YoY-17129 won · 146 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Capital Group plan look like?
Service mix · median fees per plan
Count of plans where Capital Group ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Recordkeeping feesCode 64 | 449 | $3,992 | |
Trustee (directed); Other services; Recordkeeping fees; Other investment fees and expenses; Investment management fees paid indirectly by plan; Sub-transfer agency fees; Participant loan processing; Float revenueCode 25 | 428 | $6,329 | |
Soft dollars commissions; Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment managementCode 15 | 83 | $2,837 | |
Participant loan processing; Investment management; Investment management fees paid indirectly by planCode 28 | 27 | $3,864 | |
Other fees; Investment advisory (plan)Code 27 | 26 | $34,804 | |
Recordkeeping fees; Contract Administrator; Participant loan processingCode 13 | 9 | $1,685 | |
Investment management; Investment advisory (plan); Investment advisory (participants)Code 26 | 7 | $25,017 | |
Recordkeeping fees; Direct payment from the planCode 50 | 6 | $37,996 |
Competitor overlap
Percent of Capital Group's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Capital Group.
| Sponsor | From | Assets |
|---|---|---|
BATTELLE ENERGY ALLIANCE, LLCID · 680588324-002 | BlackRock | $2.1B |
ELECTRICIANS ANNUITY FUND IBEW LOCAL 456NJ · 222180156-001 | PRI Financial Advisors Inc | $356M |
RICELAND FOODS, INC.AR · 710578942-002 | Harding Loevner | $324M |
AMENTUM NUCLEAR & ENVIRONMENT HOLDINGS, INCVA · 261320627-003 | TELUS HEALTH | $244M |
ZUCKERMAN SPAEDER LLPDC · 521112263-001 | Morgan Stanley | $109M |
AECOMTX · 611088522-004 | WTW | $102M |
YORK CAPITAL MANAGEMENT (US) ADVISORS, L.P.NY · 263971819-001 | Cetera Advisor Networks LLC | $46M |
GO PHYSICAL THERAPY, LLCNE · 810653461-001 | Edward D. Jones & Co. LP | $45M |
BIRMINGHAM HEMATOLOGY & ONCOLOGY ASSOCIATES, LLCAL · 522170293-001 | Black & Pinckard LLC | $43M |
THE PADUCAH BANK & TRUST COMPANY, INC.KY · 610418959-001 | Williams Williams Lentz LLP | $39M |
Plans lost in 2024
Appeared last year under Capital Group; not this year.
| Sponsor | To | Assets |
|---|---|---|
INTL' ASSOC' MACHIN MOTOR CITY PENSMI · 386237143-001 | Comerica | $107M |
WHITE RIVER HEALTH SYSTEM, INC.AR · 710411459-001 | Transamerica | $94M |
Q SERVICES LLCKS · 273775020-001 | Fidelity Investments | $84M |
SHIFT4 PAYMENTS, LLCPA · 465216257-001 | Merrill | $78M |
PREFERRED PRIMARY CARE PHYSICIANS, INC.PA · 251742085-001 | Strategic Advisers | $76M |
FARMWARD COOPERATIVEMN · 410425710-002 | (new plan) | $47M |
OHIO GRATINGS, INC.OH · 341054715-001 | T. Rowe Price | $46M |
SOMERSET TRUST COMPANYPA · 250807970-001 | CBIZ | $38M |
COLLINS ELECTRICAL COMPANY, INC.CA · 941134154-002 | Empower | $34M |
TACTILE SYSTEMS TECHNOLOGY, INC.MN · 411801204-001 | Fidelity Investments | $32M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TRADER JOE'S COMPANYCA · 951987958-002 | $3.2B | 73,118 | $320,109 | 10y | 1 |
BATTELLE ENERGY ALLIANCE, LLCID · 680588324-002 | $2.1B | 7,462 | $104,848 | 1y | - |
TETRA TECH, INC.CA · 954148514-001 | $2.0B | 15,895 | $50,000 | 9y | 1 |
BOARD OF TRUSTEES, SHEET METAL WORKERS' PENSION PLANCA · 956052257-001 | $1.4B | 11,552 | $59,419 | 4y | - |
LITTLER MENDELSON, P.C.CA · 942602731-003 | $1.1B | 3,317 | $190,000 | 5y | 1 |
ERGON, INC.MS · 640503423-002 | $771M | 4,647 | $265,625 | 10y | 1 |
BEACON SALES ACQUISITION, INC.VA · 364173366-001 | $654M | 9,580 | $470,191 | 9y | 1 |
ASCENSUS, LLC.PA · 113665754-001 | $622M | 6,097 | $0 | 9y | 1 |
UBS FINANCIAL SERVICES INC.NJ · 132638166-001 | $579M | 8,083 | $74,364 | 4y | - |
PINNACLE BANKTN · 621829917-001 | $565M | 3,865 | $51,454 | 10y | 1 |
Flag exposure
78.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (246)
Raw Schedule C names collapsed into Capital Group.
- BANCO ORIENTAL
- BANCO POPULAR TRUST DIVISION
- BANCO SANTANDER DE PUERTO RICO
- BANCO SANTANDER FIDEICOMISO
- BANCO SANTANDER PR
- BANCORP SOUTH
- BANCORPSOUTH ASSE MGMT & TRUST
- BANCORPSOUTH ASSET MANAGEMENT
- BANCORPSOUTH INS SERVICES INC
- BANCTEC, INC.
- BANCWEST INVESTMENT SVCS INC
- BANCWEST INVSTMNT SRVCS INC
- BAND OF AMERICA MERRILL LYNCH
- BANE NELSON, INC.
- BANGOR SAVINGS BANK
- BANK OF AMERCIA
- BANK OF AMERIA CORPORATION
- BANK OF AMERICA COPRORATION
- BANK OF AMERICA MERILL L
- BANK OF AMERICA MERRIL LYNCH
- BANK OF AMERICA MERRILL
- BANK OF AMERICA, N.A. & S.A.
- BANK OF AMERICA, N.A., IL
- BANK OF AMERICA, NATIONAL ASSOCIATI
- BANK OF AMERICA/MERRILL
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Capital Group's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 23 | 2.16% | 7.76% | -5.60 pp |
| Fidelity bond gap | 67 | 6.29% | 26.94% | -20.66 pp |
| Late contributions | 213 | 19.98% | 1.71% | +18.27 pp |
| Failed to provide benefit | 4 | 0.38% | 0.14% | +0.24 pp |
| Corrective distributions | 199 | 18.67% | 1.76% | +16.91 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Capital Group. Compare to the incumbent market share (1.6%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.6 pp vs incumbent
Frequent partners by role
Who else shows up on Capital Group's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Global Retirement Partners LLC | 15 | 1.4% |
| The Angell Pension Group Inc. | 12 | 1.1% |
| Northwestern Mutual Wealth Management | 12 | 1.1% |
| Cetera Investment Advisers LLC | 10 | 0.9% |
| Metro Benefits Inc. | 9 | 0.8% |
| PIMCO | 9 | 0.8% |
| Dodge & Cox | 8 | 0.8% |
| Kestra Advisory Services | 8 | 0.8% |
| OneDigital | 8 | 0.8% |
| The Retirement Advantage | 8 | 0.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).