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Sponsor portfolioTH

BROWN AND CALDWELL

EIN 94-1446346-Professional, Scientific, and Technical Services-Latest filing 2025
Plans
3
Retirement
2
$743.7M assets
Welfare
1
$3.6M premiums
Participants
8,143
1527 COLE BOULEVARD, SUITE 300 - LAKEWOOD, CO 80401303-239-5400
Plans on this EIN
3 filings
#005401k-$653.1M - 3,070 part#002ESOP-$90.6M - 2,635 part#526Fully Insured-$3.6M - 3,448 lives

Retirement portfolio analytics

2 plans aggregated / $743.7M assets / 5,705 participants

Assets by plan

Share of aggregate retirement assets

88%top
  • AND CALDWELL Savings (#005)88%
  • EMPLOYEE STOCK OWNERSHIP (#002)12%
Total $743.7MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • AND CALDWELL Savings (#005)3,070
  • EMPLOYEE STOCK OWNERSHIP (#002)2,635
Total 5,705Click row to drill in

Benefits portfolio analytics

1 plan / $3.6M premiums / 3,448 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$1.8M
  • Health$1.6M
  • Prescription drug$1.6M
  • Life$1.6M
  • Short-term disability$1.6M
  • Long-term disability$1.6M
  • +2 more
Total $3.6M8 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
44%top
  • LIFE INSURANCE COMPANY OF NORTH AMERICA44%
  • KAISER FOUNDATION HEALTH PLAN INC32%
  • HAWAII MEDICAL SERVICE ASSOCIATION11%
  • ROCKY MOUNTAIN HOSPITAL AND MEDICAL SERVICE, INC.5%
  • AETNA LIFE INSURANCE COMPANY3%
  • +3 more
Total $3.6M8 slices

Broker market share

Schedule A broker compensation

Single broker
100%top
  • LOCKTON COMPANIES, LLC100%
Total $221K1 slice

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#005

BROWN AND CALDWELL SAVINGS PLAN

401k

Assets$653.1M
Participants3,070
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002

BROWN AND CALDWELL EMPLOYEE STOCK OWNERSHIP PLAN

ESOP

Assets$90.6M
Participants2,635
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#526

BROWN AND CALDWELL HEALTH AND WELFARE BENEFITS PLAN

Fully Insured - LIFE INSURANCE COMPANY OF NORTH AMERICA

Premiums$3.6M
Covered lives3,448
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
005BROWN AND CALDWELL SAVINGS PLAN401k$653.1M3,0702025
002BROWN AND CALDWELL EMPLOYEE STOCK OWNERSHIP PLANESOP$90.6M2,6352025

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
526BROWN AND CALDWELL HEALTH AND WELFARE BENEFITS PLANFully InsuredLIFE INSURANCE COMPANY OF NORTH AMERICA$3.6M3,4482025
Retirement plans
Welfare plans
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