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  1. Companies/
  2. D.A. DAVIDSON COMPANIES
Sponsor portfolioTH

D.A. DAVIDSON COMPANIES

EIN 81-0439153-financial services-Latest filing 2024
Plans
3
Retirement
2
$692.7M assets
Welfare
1
$2.4M premiums
Participants
5,330
8 THIRD STREET NORTH - GREAT FALLS, MT 59401406-727-4200dadavidson.comLinkedIn1001-5000 employeesfinancial services
Plans on this EIN
3 filings
#001401k-$543.1M - 2,047 part#002ESOP-$149.5M - 1,834 part#501Mixed-$2.4M - 1,858 lives

Retirement portfolio analytics

2 plans aggregated / $692.7M assets / 3,881 participants

Assets by plan

Share of aggregate retirement assets

78%top
  • PROFIT SHARING PLAN (#001)78%
  • EMPLOYEE STOCK OWNERSHIP (#002)22%
Total $692.7MClick slice to drill in

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
78%top
  • (Not disclosed)78%
  • NEWPORT GROUP, INC.22%
Total $692.7MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • PROFIT SHARING PLAN (#001)2,047
  • EMPLOYEE STOCK OWNERSHIP (#002)1,834
Total 3,881Click row to drill in

Benefits portfolio analytics

1 plan / $2.4M premiums / 1,858 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Life$1.9M
  • Other$1.7M
  • Long-term disability$1.5M
  • Vision$213K
Total $2.4M4 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
62%top
  • HARTFORD LIFE AND ACCIDENT62%
  • METROPOLITAN LIFE INSURANCE COMPANY18%
  • HCC LIFE INSURANCE COMPANY10%
  • VISION SERVICE PLAN9%
  • AMERICAN HERITAGE LIFE INSURANCE COMPANY0%
Total $2.4M5 slices

Broker market share

Schedule A broker compensation

Split broker
90%top
  • MARSH & MCLENNAN AGENCY LLC90%
  • INTERMOUNTAIN INSURANCE SERVICES10%
Total $236K2 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

D.A. DAVIDSON COMPANIES RETIREMENT SAVINGS AND PROFIT SHARING PLAN

401k

Assets$543.1M
Participants2,047
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002

D.A. DAVIDSON COMPANIES EMPLOYEE STOCK OWNERSHIP PLAN

ESOP

Assets$149.5M
Participants1,834
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

DAVIDSON COMPANIES, INC. HEALTH AND WELFARE PLAN

Mixed - HARTFORD LIFE AND ACCIDENT

Premiums$2.4M
Covered lives1,858
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
001D.A. DAVIDSON COMPANIES RETIREMENT SAVINGS AND PROFIT SHARING PLAN401k$543.1M2,0472024
002D.A. DAVIDSON COMPANIES EMPLOYEE STOCK OWNERSHIP PLANESOP$149.5M1,8342024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501DAVIDSON COMPANIES, INC. HEALTH AND WELFARE PLANMixedHARTFORD LIFE AND ACCIDENT$2.4M1,8582024
Retirement plans
Welfare plans
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