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  2. DAVID VOLKERT & ASSOCIATES, INC.
Sponsor portfolioTH

DAVID VOLKERT & ASSOCIATES, INC.

EIN 63-0703075-Professional, Scientific, and Technical Services-Latest filing 2024
Plans
3
Retirement
2
$287.8M assets
Welfare
1
$1.6M premiums
Participants
4,373
11 N WATER ST, SUITE 18290 - MOBILE, AL 36602251-342-1070
Plans on this EIN
3 filings
#001ESOP-$181.8M - 1,052 part#003401k-$105.9M - 2,073 part#501Mixed-$1.6M - 1,463 lives

Retirement portfolio analytics

2 plans aggregated / $287.8M assets / 3,125 participants

Assets by plan

Share of aggregate retirement assets

63%top
  • INC. AND SUBSIDIARIES (#001)63%
  • 401(K) RETIREMENT Savings (#003)37%
Total $287.8MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • 401(K) RETIREMENT Savings (#003)2,073
  • INC. AND SUBSIDIARIES (#001)1,052
Total 3,125Click row to drill in

Benefits portfolio analytics

1 plan / $1.6M premiums / 1,463 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$1.4M
  • Life$1.1M
  • Short-term disability$1.1M
  • Long-term disability$1.1M
  • Vision$180K
Total $1.6M5 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
69%top
  • UNITED OF OMAHA LIFE INSURANCE COMPANY69%
  • UPMC HEALTH OPTIONS19%
  • VISION SERVICE PLAN11%
  • UNUM LIFE INSURANCE COMPANY OF AMERICA0%
Total $1.6M4 slices

Broker market share

Schedule A broker compensation

Split broker
60%top
  • HUB INTERNATIONAL MIDWEST LIMITED60%
  • FMLASOURCE INC31%
  • ADP INC10%
Total $102K3 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

EMPLOYEE STOCK OWNERSHIP PLAN FOR EMPLOYEES OF DAVID VOLKERT AND ASSOCIATES, INC. AND SUBSIDIARIES

ESOP

Assets$181.8M
Participants1,052
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#003

DAVID VOLKERT & ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

401k

Assets$105.9M
Participants2,073
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

DAVID VOLKERT & ASSOCIATES, INC. WELFARE BENEFITS PLAN

Mixed - UNITED OF OMAHA LIFE INSURANCE COMPANY

Premiums$1.6M
Covered lives1,463
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
001EMPLOYEE STOCK OWNERSHIP PLAN FOR EMPLOYEES OF DAVID VOLKERT AND ASSOCIATES, INC. AND SUBSIDIARIESESOP$181.8M1,0522024
003DAVID VOLKERT & ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN401k$105.9M2,0732024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501DAVID VOLKERT & ASSOCIATES, INC. WELFARE BENEFITS PLANMixedUNITED OF OMAHA LIFE INSURANCE COMPANY$1.6M1,4632024
Retirement plans
Welfare plans
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