Assets by plan
Share of aggregate retirement assets
Filings through .
Auspex Capital, LLC
EIN 61-1864691investment bankingLatest filing 2025
Plans
2
Retirement
2
$8.7M assets
Health & Benefits
0
Participants
31
6 CENTERPOINTE DRIVE, SUITE 610 - LA PALMA, CA 90623562-424-5158auspexcapital.comLinkedIn11-50 employeesinvestment banking
Plans on this EIN
2 filingsRetirement portfolio analytics
2 plans aggregated / $8.7M assets / 31 participants
Participants by plan
Active + retired + deferred vested
Plan summaries
Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.
Retirement#002
AUSPEX CAPITAL CASH BALANCE PLAN
Cash balance
Assets$4.8M
Participants16
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#001
AUSPEX CAPITAL 401(K) PLAN
401(k)
Assets$3.9M
Participants15
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement plans
2 plans on this EIN
| Plan | Name | Type | Assets | Participants | Latest year |
|---|---|---|---|---|---|
| #002 | AUSPEX CAPITAL CASH BALANCE PLAN | Cash balance | $4.8M | 16 | 2025 |
| #001 | AUSPEX CAPITAL 401(K) PLAN | 401(k) | $3.9M | 15 | 2025 |
- #002 · Cash balance · 202516
- #001 · 401(k) · 202515
Retirement plans