Assets by plan
Share of aggregate retirement assets
- PLAN AND TRUST (#001)$41.4M
- PLAN AND TRUST (#003)$12.1M
Filings through .
Monterey Financial Services, LLC
EIN 33-0369207financial servicesLatest filing 2025
Plans
2
Retirement
2
$53.4M assets
Health & Benefits
0
Participants
234
4095 AVENIDA DE LA PLATA - OCEANSIDE, CA 92056760-639-3500montereyfinancial.comLinkedIn51-200 employeesfinancial services
Plans on this EIN
2 filingsRetirement portfolio analytics
2 plans aggregated / $53.4M assets / 234 participants
Participants by plan
Active + retired + deferred vested
Plan summaries
Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.
Retirement#001
MONTEREY FINANCIAL SERVICES, LLC PROFIT SHARING PLAN AND TRUST
Profit-sharing
Assets$41.4M
Participants120
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#003
MONTEREY FINANCIAL SERVICES, LLC 401(K) PLAN AND TRUST
401(k)
Assets$12.1M
Participants114
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement plans
2 plans on this EIN
| Plan | Name | Type | Assets | Participants | Latest year |
|---|---|---|---|---|---|
| #001 | MONTEREY FINANCIAL SERVICES, LLC PROFIT SHARING PLAN AND TRUST | Profit-sharing | $41.4M | 120 | 2025 |
| #003 | MONTEREY FINANCIAL SERVICES, LLC 401(K) PLAN AND TRUST | 401(k) | $12.1M | 114 | 2025 |
- #001 · Profit-sharing · 2025120
- #003 · 401(k) · 2025114
Retirement plans