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Sponsor portfolio

FINANCIAL STATEMENT SERVICES, INC.

EIN 33-0032400-real estate-Latest filing 2025
Plans
3
Retirement
2
$39.9M assets
Welfare
1
$3.9M premiums
Participants
717
3300 S. FAIRVIEW STREET - SANTA ANA, CA 92704714-436-3300fasinc.comLinkedIn11-50 employeesreal estate
Plans on this EIN
3 filings
#002ESOP-$21.9M - 253 part#001401k-$18.1M - 248 part#502Fully Insured-$3.9M - 394 lives

Retirement portfolio analytics

2 plans aggregated / $39.9M assets / 501 participants

Assets by plan

Share of aggregate retirement assets

55%top
  • PLAN AND TRUST (#002)55%
  • INC. RETIREMENT Savings (#001)45%
Total $39.9MClick slice to drill in

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
55%top
  • (Not disclosed)55%
  • ADP BROKER-DEALER45%
Total $39.9MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • PLAN AND TRUST (#002)253
  • INC. RETIREMENT Savings (#001)248
Total 501Click row to drill in

Benefits portfolio analytics

1 plan / $3.9M premiums / 394 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Health$3.5M
  • Prescription drug$3.5M
  • Dental$207K
  • Short-term disability$124K
  • Long-term disability$124K
  • Other$115K
  • +2 more
Total $3.9M8 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
91%top
  • BLUE CROSS OF CALIFORNIA91%
  • CIGNA HEALTH AND LIFE INSURANCE COMPANY5%
  • RELIASTAR LIFE INSURANCE COMPANY3%
  • VISION SERVICE PLAN1%
  • UNUM LIFE INSURANCE COMPANY OF AMERICA0%
  • +1 more
Total $3.9M6 slices

Broker market share

Schedule A broker compensation

Split broker
84%top
  • THE BALDWIN GROUP WEST LLC84%
  • RSC INSURANCE BROKERAGE INC16%
  • ENROLLEASE0%
Total $213K3 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#002

FINANCIAL STATEMENT SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

ESOP

Assets$21.9M
Participants253
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#001

FINANCIAL STATEMENT SERVICES, INC. RETIREMENT SAVINGS PLAN

401k

Assets$18.1M
Participants248
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#502

FINANCIAL STATEMENT SERVICES WELFARE BENEFITS PLAN

Fully Insured - CALIFORNIA PHYSICIANS' SERVICE (BLUE SHIELD OF CALIFORNIA)

Premiums$3.9M
Covered lives394
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
002FINANCIAL STATEMENT SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUSTESOP$21.9M2532024
001FINANCIAL STATEMENT SERVICES, INC. RETIREMENT SAVINGS PLAN401k$18.1M2482024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
502FINANCIAL STATEMENT SERVICES WELFARE BENEFITS PLANFully InsuredCALIFORNIA PHYSICIANS' SERVICE (BLUE SHIELD OF CALIFORNIA)$3.9M3942025
Retirement plans
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