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  1. Companies/
  2. CETERA FINANCIAL GROUP, INC.
Sponsor portfolioTH

CETERA FINANCIAL GROUP, INC.

EIN 30-0588666-financial services-Latest filing 2025
Plans
3
Retirement
1
$471.3M assets
Welfare
2
$4.9M premiums
Participants
10,120
2301 ROSECRANS AVENUE SUITE 5100 - EL SEGUNDO, CA 90245866-489-3100cetera.comLinkedIn1001-5000 employeesfinancial services
Plans on this EIN
3 filings
#001401k-$471.3M - 3,822 part#501Mixed-$4.9M - 3,045 lives#502Self Funded-0 lives

Benefits portfolio analytics

2 plans / $4.9M premiums / 3,045 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Stop-loss$2.3M
  • Other$2.3M
  • Life$1.8M
  • Long-term disability$1.8M
  • Vision$336K
Total $4.9M5 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
47%top
  • QBE INSURANCE47%
  • UNUM LIFE INSURANCE COMPANY OF AMERICA46%
  • VISION SERVICE PLAN7%
  • LIFE INSURANCE COMPANY OF NORTH AMERICA0%
Total $4.9M4 slices

Broker market share

Schedule A broker compensation

Split broker
100%top
  • MARSH & MCLENNAN AGENCY LLC100%
  • GALLAGHER BENEFIT SERVICES, INC.0%
Total $221K2 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

CETERA FINANCIAL GROUP, INC. 401(K) SAVINGS PLAN

401k

Assets$471.3M
Participants3,822
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

CETERA FINANCIAL GROUP, INC. WELFARE BENEFITS PLAN

Mixed - QBE INSURANCE COMPANY

Premiums$4.9M
Covered lives3,045
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#502

CETERA FINANCIAL GROUP SEVERANCE POLICY

Self Funded

Premiums$0
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans1

Plan #NameTypeAssetsParticipantsLatest year
001CETERA FINANCIAL GROUP, INC. 401(K) SAVINGS PLAN401k$471.3M3,8222025

Welfare plans2

Plan #NameFundingCarrierPremiumsCoveredLatest year
501CETERA FINANCIAL GROUP, INC. WELFARE BENEFITS PLANMixedQBE INSURANCE COMPANY$4.9M3,0452025
502CETERA FINANCIAL GROUP SEVERANCE POLICYSelf Funded-$002025
Retirement plans
Welfare plans
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