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  1. Companies/
  2. CETERA FINANCIAL GROUP, INC.
Sponsor portfolioTH

CETERA FINANCIAL GROUP, INC.

EIN 30-0588666-financial services-Latest filing 2024
Plans
3
Retirement
1
$386.6M assets
Welfare
2
$4.1M premiums
Participants
9,864
2301 ROSECRANS AVENUE SUITE 5100 - EL SEGUNDO, CA 90245866-489-3100cetera.comLinkedIn1001-5000 employeesfinancial services
Plans on this EIN
3 filings
#001401k-$386.6M - 3,751 part#501Mixed-$4.1M - 3,032 lives#502Self Funded-0 lives

Benefits portfolio analytics

2 plans / $4.1M premiums / 3,032 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$2.1M
  • Stop-loss$1.8M
  • Life$1.7M
  • Long-term disability$1.7M
  • Vision$265K
Total $4.1M5 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
50%top
  • UNUM LIFE INSURANCE COMPANY OF AMERICA50%
  • QBE INSURANCE43%
  • VISION SERVICE PLAN6%
  • LIFE INSURANCE COMPANY OF NORTH AMERICA0%
Total $4.1M4 slices

Broker market share

Schedule A broker compensation

Split broker
100%top
  • MARSH & MCLENNAN AGENCY LLC100%
  • GALLAGHER BENEFIT SERVICES, INC.0%
Total $180K2 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

CETERA FINANCIAL GROUP, INC. 401(K) SAVINGS PLAN

401k

Assets$386.6M
Participants3,751
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

CETERA FINANCIAL GROUP, INC. WELFARE BENEFITS PLAN

Mixed - QBE INSURANCE COMPANY

Premiums$4.1M
Covered lives3,032
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#502

CETERA FINANCIAL GROUP SEVERANCE POLICY

Self Funded

Premiums$0
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans1

Plan #NameTypeAssetsParticipantsLatest year
001CETERA FINANCIAL GROUP, INC. 401(K) SAVINGS PLAN401k$386.6M3,7512024

Welfare plans2

Plan #NameFundingCarrierPremiumsCoveredLatest year
501CETERA FINANCIAL GROUP, INC. WELFARE BENEFITS PLANMixedQBE INSURANCE COMPANY$4.1M3,0322024
502CETERA FINANCIAL GROUP SEVERANCE POLICYSelf Funded-$002024
Retirement plans
Welfare plans
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