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  1. Companies/
  2. Wellington Shields & Co. LLC

Filings through Oct 24, 2026.

Wellington Shields & Co. LLC

EIN 26-3489406-investment management-Latest filing 2025
Plans
1
Retirement
1
$32.7M assets
Health & Benefits
0
Participants
76
60 BROAD ST FL 39 - NEW YORK, NY 100042336212-320-3032wellingtonshields.comLinkedIn51-200 employeesinvestment management
Plans on this EIN
1 filing
#001401(k)-$32.7M - 76 part

Plan summaries

The plan page shows fees vs peers, audit grade, asset history, contributions and Schedule C providers.

Retirement#001

WELLINGTON SHIELDS 401(K) AND PROFIT SHARING PLAN

401(k)

Assets$32.7M
Participants76
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
This company has one plan on file. Open the plan page to see all of its data.

Retirement plans

1 plan on this EIN

PlanNameTypeAssetsParticipantsLatest year
#001WELLINGTON SHIELDS 401(K) AND PROFIT SHARING PLAN401(k)$32.7M762025
  • WELLINGTON SHIELDS 401(K) AND PROFIT SHARING PLAN$32.7M
    #001 · 401(k) · 202576
Retirement plans
Health & Benefits plans
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