Assets by plan
Share of aggregate retirement assets
Sponsor portfolio
S. ROTHSCHILD & CO., INC.
EIN 23-1539342ManufacturingLatest filing 2025
Plans
7
Retirement
6
$75.4M assets
Welfare
1
$1.6M premiums
Participants
630
1407 BROADWAY, 10TH FLOOR - NEW YORK, NY 10018212-354-8550
Retirement portfolio analytics
6 plans aggregated / $75.4M assets / 561 participantsRecordkeeper share
DC plan assets by Schedule C recordkeeper
78%top
- (Not disclosed)78%
- JOHN HANCOCK LIFE INSURANCE COMPANY22%
Participants by plan
Active + retired + deferred vested
Benefits portfolio analytics
1 plan / $1.6M premiums / 97 covered livesCoverage by line
Premium dollars by benefit type (bundled lines overlap)
- Health$1.5M
- Prescription drug$1.5M
- Dental$82K
- Life$37K
- Long-term disability$37K
- Other$37K
- +1 more
Carrier market share
Premium dollars by Schedule A carrier
97%top
- CIGNA HEALTH AND LIFE INSURANCE COMPANY97%
- NEW YORK LIFE GROUP INSURANCE COMPANY OF NEW YORK2%
- THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA0%
Broker market share
Schedule A broker compensation
69%top
- BROWN & BROWN INSURANCE SERVICES69%
- PROFESSIONAL GROUP PLANS INC30%
- DONALD C SAVOY INC1%
Plan deep-dives
Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.Retirement#005
S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
ESOP
Assets$47.0M
Participants147
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#001
S. ROTHSCHILD & CO., INC. 401(K) SAVINGS PLAN
401k
Assets$16.9M
Participants152
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#003
S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN
TraditionalDB
Assets$8.6M
Participants66
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#004
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN
ProfitSharing
Assets$2.0M
Participants106
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#006
S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN II
ProfitSharing
Assets$469K
Participants46
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002
S. ROTHSCHILD & CO., INC. HOURLY 401(K) PLAN
401k
Assets$430K
Participants44
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501
S. ROTHSCHILD & COMPANY EMPLOYEE BENEFIT(S) PLAN
Fully Insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY
Premiums$1.6M
Covered lives97
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Retirement plans6
| Plan # | Name | Type | Assets | Participants | Latest year | |
|---|---|---|---|---|---|---|
| 005 | S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN | ESOP | $47.0M | 147 | 2024 | |
| 001 | S. ROTHSCHILD & CO., INC. 401(K) SAVINGS PLAN | 401k | $16.9M | 152 | 2024 | |
| 003 | S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN | TraditionalDB | $8.6M | 66 | 2024 | |
| 004 | S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN | ProfitSharing | $2.0M | 106 | 2024 | |
| 006 | S. ROTHSCHILD & CO., INC. PROFIT SHARING PLAN II | ProfitSharing | $469K | 46 | 2024 | |
| 002 | S. ROTHSCHILD & CO., INC. HOURLY 401(K) PLAN | 401k | $430K | 44 | 2025 |
Welfare plans1
| Plan # | Name | Funding | Carrier | Premiums | Covered | Latest year | |
|---|---|---|---|---|---|---|---|
| 501 | S. ROTHSCHILD & COMPANY EMPLOYEE BENEFIT(S) PLAN | Fully Insured | CIGNA HEALTH AND LIFE INSURANCE COMPANY | $1.6M | 97 | 2025 |
Retirement plans
Welfare plans