Assets by plan
Share of aggregate retirement assets
Sponsor portfolio
SMARTBANK
EIN 20-4091629bankingLatest filing 2025
Plans
3
Retirement
2
$68.2M assets
Welfare
1
$1.1M premiums
Participants
1,336
5401 KINGSTON PIKE, SUITE 600 - KNOXVILLE, TN 37919865-453-2650smartfinancialinc.comLinkedIn201-500 employeesbanking
Plans on this EIN
3 filingsRetirement portfolio analytics
2 plans aggregated / $68.2M assets / 732 participantsParticipants by plan
Active + retired + deferred vested
Benefits portfolio analytics
1 plan / $1.1M premiums / 1,104 covered livesCoverage by line
Premium dollars by benefit type (bundled lines overlap)
- Other$666K
- Life$657K
- Short-term disability$657K
- Long-term disability$657K
- Dental$380K
- Vision$66K
Carrier market share
Premium dollars by Schedule A carrier
59%top
- SUN LIFE ASSURANCE COMPANY OF CANADA59%
- DELTA DENTAL OF CALIFORNIA34%
- VISION SERVICE PLAN6%
- CURALINC HEALTHCARE1%
Broker market share
Schedule A broker compensation
100%top
- GALLAGHER BENEFIT SERVICES, INC.100%
Plan deep-dives
Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.Retirement#001
SMARTBANK 401(K) RETIREMENT PLAN
401k
Assets$68.2M
Participants716
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002
JO ANN RAINS EMPLOYEE STOCK OWNERSHIP PLAN
ESOP
Assets$39K
Participants16
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501
SMARTBANK EMPLOYEE BENEFITS PLAN
Mixed - SUN LIFE ASSURANCE COMPANY OF CANADA
Premiums$1.1M
Covered lives1,104
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Retirement plans2
| Plan # | Name | Type | Assets | Participants | Latest year | |
|---|---|---|---|---|---|---|
| 001 | SMARTBANK 401(K) RETIREMENT PLAN | 401k | $68.2M | 716 | 2025 | |
| 002 | JO ANN RAINS EMPLOYEE STOCK OWNERSHIP PLAN | ESOP | $39K | 16 | 2024 |
Welfare plans1
| Plan # | Name | Funding | Carrier | Premiums | Covered | Latest year | |
|---|---|---|---|---|---|---|---|
| 501 | SMARTBANK EMPLOYEE BENEFITS PLAN | Mixed | SUN LIFE ASSURANCE COMPANY OF CANADA | $1.1M | 1,104 | 2025 |
Retirement plans
Welfare plans