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  • Retirement analytics
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Filings through Oct 24, 2026.

Smartbank

EIN 20-4091629-banking-Latest filing 2025
Plans
3
Retirement
2
$68.2M assets
Health & Benefits
1
$1.1M premiums
Participants
1,336
5401 KINGSTON PIKE, SUITE 600 - KNOXVILLE, TN 37919865-453-2650smartfinancialinc.comLinkedIn201-500 employeesbanking
Plans on this EIN
3 filings
#001401(k)-$68.2M - 716 part#002ESOP-$44K - 16 part#501Mixed-$1.1M - 1,104 lives

Health & Benefits portfolio - carriers, brokers and premium across this company's health and benefits plan.

Retirement portfolio analytics

2 plans aggregated / $68.2M assets / 732 participants

Assets by plan

Share of aggregate retirement assets

  • 401(K) RETIREMENT PLAN (#001)$68.2M
  • EMPLOYEE STOCK OWNERSHIP (#002)$44K
Total $68.2MSelect a row to open it

Participants by plan

Active + retired + deferred vested

  • 401(K) RETIREMENT PLAN (#001)716
  • EMPLOYEE STOCK OWNERSHIP (#002)16
Total 732Select a row to open it

Benefits portfolio analytics

1 plan / $1.1M premiums / 1,104 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$666K
  • Life$657K
  • Short-term disability$657K
  • Long-term disability$657K
  • Dental$380K
  • Vision$66K
Total $1.1M6 rows
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Plan summaries

Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.

Retirement#001

SMARTBANK 401(K) RETIREMENT PLAN

401(k)

Assets$68.2M
Participants716
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#002

JO ANN RAINS EMPLOYEE STOCK OWNERSHIP PLAN

ESOP

Assets$44K
Participants16
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Health & Benefits#501

SMARTBANK EMPLOYEE BENEFITS PLAN

Mixed - SUN LIFE ASSURANCE COMPANY OF CANADA

Premiums$1.1M
Covered lives1,104
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan

Retirement plans

2 plans on this EIN

PlanNameTypeAssetsParticipantsLatest year
#001SMARTBANK 401(K) RETIREMENT PLAN401(k)$68.2M7162025
#002JO ANN RAINS EMPLOYEE STOCK OWNERSHIP PLANESOP$44K162025
  • SMARTBANK 401(K) RETIREMENT PLAN$68.2M
    #001 · 401(k) · 2025716
  • JO ANN RAINS EMPLOYEE STOCK OWNERSHIP PLAN$44K
    #002 · ESOP · 202516

Health & Benefits plans

1 plan on this EIN

PlanNameFundingCarrierPremiumsCoveredLatest year
#501SMARTBANK EMPLOYEE BENEFITS PLANMixedSUN LIFE ASSURANCE COMPANY OF CANADA$1.1M1,1042025
  • SMARTBANK EMPLOYEE BENEFITS PLAN$1.1M
    #501 · Mixed · SUN LIFE ASSURANCE COMPANY OF CANADA · 20251,104
Retirement plans
Health & Benefits plans

On this page

  1. Retirement analytics
  2. Benefits analytics
  3. Plan summaries
  4. Retirement plans
  5. Health & Benefits plans
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