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  1. Companies/
  2. Waterfall Asset Management LLC
  • Retirement analytics
  • Benefits analytics
  • Plan summaries
  • Retirement plans
  • Health & Benefits plans

Filings through Oct 24, 2026.

Waterfall Asset Management LLC

EIN 20-2421778-financial services-Latest filing 2025
Plans
3
Retirement
2
$52.4M assets
Health & Benefits
1
$2.4M premiums
Participants
464
1251 AVENUE OF THE AMERICAS, 50TH FLOOR - NEW YORK, NY 10020212-257-6629waterfallam.comLinkedIn51-200 employeesfinancial services
Plans on this EIN
3 filings
#001401(k)-$36.2M - 200 part#002Cash balance-$16.2M - 110 part#501Fully insured-$2.4M - 182 lives

Health & Benefits portfolio - carriers, brokers and premium across this company's health and benefits plan.

Retirement portfolio analytics

2 plans aggregated / $52.4M assets / 310 participants

Assets by plan

Share of aggregate retirement assets

  • MANAGEMENT LLC 401(K) (#001)$36.2M
  • CASH BALANCE PLAN (#002)$16.2M
Total $52.4MSelect a row to open it

Participants by plan

Active + retired + deferred vested

  • MANAGEMENT LLC 401(K) (#001)200
  • CASH BALANCE PLAN (#002)110
Total 310Select a row to open it

Benefits portfolio analytics

1 plan / $2.4M premiums / 182 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$2.2M
  • Health$2.1M
  • Prescription drug$2.1M
  • Dental$187K
  • Vision$187K
  • Life$129K
  • +2 more
Total $2.4M8 rows
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Plan summaries

Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.

Retirement#001

WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN

401(k)

Assets$36.2M
Participants200
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#002

WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN

Cash balance

Assets$16.2M
Participants110
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Health & Benefits#501

WATERFALL ASSET MANAGEMENT, LLC WELFARE PLAN

Fully insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY

Premiums$2.4M
Covered lives182
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan

Retirement plans

2 plans on this EIN

PlanNameTypeAssetsParticipantsLatest year
#001WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN401(k)$36.2M2002025
#002WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLANCash balance$16.2M1102025
  • WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN$36.2M
    #001 · 401(k) · 2025200
  • WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN$16.2M
    #002 · Cash balance · 2025110

Health & Benefits plans

1 plan on this EIN

PlanNameFundingCarrierPremiumsCoveredLatest year
#501WATERFALL ASSET MANAGEMENT, LLC WELFARE PLANFully insuredCIGNA HEALTH AND LIFE INSURANCE COMPANY$2.4M1822025
  • WATERFALL ASSET MANAGEMENT, LLC WELFARE PLAN$2.4M
    #501 · Fully insured · CIGNA HEALTH AND LIFE INSURANCE COMPANY · 2025182
Retirement plans
Health & Benefits plans

On this page

  1. Retirement analytics
  2. Benefits analytics
  3. Plan summaries
  4. Retirement plans
  5. Health & Benefits plans
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