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Sponsor portfolio

WATERFALL ASSET MANAGEMENT LLC

EIN 20-2421778-financial services-Latest filing 2025
Plans
3
Retirement
2
$48.3M assets
Welfare
1
$2.4M premiums
Participants
460
1251 AVENUE OF THE AMERICAS, 50TH FLOOR - NEW YORK, NY 10020212-257-6629waterfallam.comLinkedIn51-200 employeesfinancial services
Plans on this EIN
3 filings
#001401k-$32.2M - 196 part#002CashBalance-$16.2M - 110 part#501Fully Insured-$2.4M - 182 lives

Retirement portfolio analytics

2 plans aggregated / $48.3M assets / 306 participants

Assets by plan

Share of aggregate retirement assets

67%top
  • MANAGEMENT LLC 401(K) (#001)67%
  • CASH BALANCE PLAN (#002)33%
Total $48.3MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • MANAGEMENT LLC 401(K) (#001)196
  • CASH BALANCE PLAN (#002)110
Total 306Click row to drill in

Benefits portfolio analytics

1 plan / $2.4M premiums / 182 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$2.2M
  • Health$2.1M
  • Prescription drug$2.1M
  • Dental$187K
  • Vision$187K
  • Life$129K
  • +2 more
Total $2.4M8 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
93%top
  • CIGNA HEALTH AND LIFE INSURANCE COMPANY93%
  • UNUM LIFE INSURANCE COMPANY OF AMERICA6%
  • PRE-PAID LEGAL SERVICES INC DBA LEGALSHIELD0%
  • HEALTH ADVOCATE SOLUTIONS, INC.0%
  • NATIONAL UNION FIRE INS. CO. OF PITTSBURGH, PA0%
Total $2.4M5 slices

Broker market share

Schedule A broker compensation

Split broker
97%top
  • MARSH & MCLENNAN AGENCY LLC97%
  • MMG AGENCY INC.2%
  • EDDIE COBBINAH1%
Total $20K3 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN

401k

Assets$32.2M
Participants196
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002

WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN

CashBalance

Assets$16.2M
Participants110
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

WATERFALL ASSET MANAGEMENT, LLC WELFARE PLAN

Fully Insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY

Premiums$2.4M
Covered lives182
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
001WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN401k$32.2M1962024
002WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLANCashBalance$16.2M1102025

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501WATERFALL ASSET MANAGEMENT, LLC WELFARE PLANFully InsuredCIGNA HEALTH AND LIFE INSURANCE COMPANY$2.4M1822025
Retirement plans
Welfare plans
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