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  2. MARSHALL & STERLING ENTERPRISES, INC.
Sponsor portfolioTH

MARSHALL & STERLING ENTERPRISES, INC.

EIN 14-1769290-investment management-Latest filing 2025
Plans
3
Retirement
2
$303.0M assets
Welfare
1
$1.6M premiums
Participants
2,064
110 MAIN STREET, SUITE 4 - POUGHKEEPSIE, NY 126013080845-454-0800LinkedIn201-500 employeesinvestment management
Plans on this EIN
3 filings
#003ESOP-$234.3M - 650 part#004401k-$68.6M - 689 part#501Mixed-$1.6M - 718 lives

Retirement portfolio analytics

2 plans aggregated / $303.0M assets / 1,339 participants

Assets by plan

Share of aggregate retirement assets

77%top
  • EMPLOYEE STOCK OWNERSHIP (#003)77%
  • ENTERPRISES, INC. 401(K) (#004)23%
Total $303.0MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • ENTERPRISES, INC. 401(K) (#004)689
  • EMPLOYEE STOCK OWNERSHIP (#003)650
Total 1,339Click row to drill in

Benefits portfolio analytics

1 plan / $1.6M premiums / 718 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Health$1.1M
  • Other$1.1M
  • Life$264K
  • Long-term disability$130K
  • Vision$45K
  • Short-term disability$8K
Total $1.6M6 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
72%top
  • CIGNA HEALTH AND LIFE INSURANCE COMPANY72%
  • ANTHEM LIFE INSURANCE COMPANY28%
Total $1.6M2 slices

Broker market share

Schedule A broker compensation

Single broker
100%top
  • MARSHALL & STERLING EMPLOYEE BENEFI100%
Total $5K1 slice

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#003

MARSHALL & STERLING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

ESOP

Assets$234.3M
Participants650
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#004

MARSHALL & STERLING ENTERPRISES, INC. 401(K) PLAN

401k

Assets$68.6M
Participants689
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

MARSHALL & STERLING ENTERPRISES, INC. WELFARE BENEFIT PLAN

Mixed - CIGNA HEALTH AND LIFE INSURANCE COMPANY

Premiums$1.6M
Covered lives718
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
003MARSHALL & STERLING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLANESOP$234.3M6502024
004MARSHALL & STERLING ENTERPRISES, INC. 401(K) PLAN401k$68.6M6892024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501MARSHALL & STERLING ENTERPRISES, INC. WELFARE BENEFIT PLANMixedCIGNA HEALTH AND LIFE INSURANCE COMPANY$1.6M7182025
Retirement plans
Welfare plans
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