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Sponsor portfolio

DAIWA CAPITAL MARKETS AMERICA, INC.

EIN 13-5680329-financial services-Latest filing 2025
Plans
2
Retirement
1
$155.1M assets
Welfare
1
$2.9M premiums
Participants
795
1251 AVENUE OF THE AMERICAS, 49TH FLOOR - NEW YORK, NY 10020212-612-6424daiwacm.comLinkedIn201-500 employeesfinancial services
Plans on this EIN
2 filings
#001401k-$155.1M - 465 part#501Fully Insured-$2.9M - 831 lives

Benefits portfolio analytics

1 plan / $2.9M premiums / 831 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Health$2.3M
  • Vision$2.3M
  • Stop-loss$1.2M
  • Dental$1.2M
  • Long-term disability$344K
  • Life$177K
  • +1 more
Total $2.9M7 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
42%top
  • CIGNA HEALTH AND LIFE INSURANCE COMPANY42%
  • NIPPON LIFE INSURANCE COMPANY OF AMERICA40%
  • LIFE INSURANCE COMPANY OF NORTH AMERICA12%
  • NEW YORK LIFE GROUP INSURANCE COMPANY OF NEW YORK6%
Total $2.9M4 slices

Broker market share

Schedule A broker compensation

Single broker
100%top
  • MARSH & MCLENNAN AGENCY LLC100%
Total $108K1 slice

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN

401k

Assets$155.1M
Participants465
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

HEALTH AND WELFARE PLAN

Fully Insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES

Premiums$2.9M
Covered lives831
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans1

Plan #NameTypeAssetsParticipantsLatest year
001DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN401k$155.1M4652024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501HEALTH AND WELFARE PLANFully InsuredCIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES$2.9M8312025
Retirement plans
Welfare plans
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