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  2. Daiwa Capital Markets America Inc.
  • Benefits analytics
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  • Retirement plans
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Filings through Oct 24, 2026.

Daiwa Capital Markets America Inc.

EIN 13-5680329-financial services-Latest filing 2025
Plans
2
Retirement
1
$171.1M assets
Health & Benefits
1
$2.9M premiums
Participants
796
1251 AVENUE OF THE AMERICAS, 49TH FL - NEW YORK, NY 10020212-612-6424daiwacm.comLinkedIn201-500 employeesfinancial services
Plans on this EIN
2 filings
#001401(k)-$171.1M - 466 part#501Fully insured-$2.9M - 831 lives

Health & Benefits portfolio - carriers, brokers and premium across this company's health and benefits plan.

Benefits portfolio analytics

1 plan / $2.9M premiums / 831 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Health$2.3M
  • Vision$2.3M
  • Stop-loss$1.2M
  • Dental$1.2M
  • Long-term disability$344K
  • Life$177K
  • +1 more
Total $2.9M7 rows
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Plan summaries

Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.

Retirement#001

DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN

401(k)

Assets$171.1M
Participants466
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Health & Benefits#501

HEALTH AND WELFARE PLAN

Fully insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES

Premiums$2.9M
Covered lives831
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan

Retirement plans

1 plan on this EIN

PlanNameTypeAssetsParticipantsLatest year
#001DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN401(k)$171.1M4662025
  • DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN$171.1M
    #001 · 401(k) · 2025466

Health & Benefits plans

1 plan on this EIN

PlanNameFundingCarrierPremiumsCoveredLatest year
#501HEALTH AND WELFARE PLANFully insuredCIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES$2.9M8312025
  • HEALTH AND WELFARE PLAN$2.9M
    #501 · Fully insured · CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES · 2025831
Retirement plans
Health & Benefits plans

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