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  2. UBS FINANCIAL SERVICES INC.
Sponsor portfolioTH

UBS FINANCIAL SERVICES INC.

EIN 13-2638166-Finance and Insurance-Latest filing 2024
Plans
3
Retirement
2
$636.0M assets
Welfare
1
$55.5M premiums
Participants
22,126
1000 HARBOR BLVD., 10TH FLR - WEEHAWKEN, NJ 070866790201-352-3000
Plans on this EIN
3 filings
#001TraditionalDB-$578.7M - 8,083 part#003401k-$57.3M - 209 part#508Fully Insured-$55.5M - 14,446 lives

Retirement portfolio analytics

2 plans aggregated / $636.0M assets / 8,292 participants

Assets by plan

Share of aggregate retirement assets

91%top
  • SERVICES INC. PENSION (#001)91%
  • PLUS PLAN TRUST (#003)9%
Total $636.0MClick slice to drill in

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
91%top
  • ALIGHT SOLUTIONS LLC91%
  • (Not disclosed)9%
Total $636.0MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • SERVICES INC. PENSION (#001)8,083
  • PLUS PLAN TRUST (#003)209
Total 8,292Click row to drill in

Benefits portfolio analytics

1 plan / $55.5M premiums / 14,446 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Life$41.7M
  • Long-term disability$28.9M
  • Health$4.7M
  • Other$4.0M
  • Dental$2.9M
  • Prescription drug$2.8M
  • +1 more
Total $55.5M7 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
52%top
  • HARTFORD LIFE AND ACCIDENT52%
  • METROPOLITAN LIFE INSURANCE COMPANY24%
  • AETNA LIFE INSURANCE COMPANY10%
  • TRIPLE S SALUD, INC.4%
  • VISION SERVICE PLAN4%
  • +3 more
Total $55.5M8 slices

Broker market share

Schedule A broker compensation

Split broker
43%top
  • WILLIS TOWERS WATSON US LLC43%
  • INSTITUTIONAL INSURANCE GROUP LLC34%
  • AON CONSULTING INC12%
  • MARSH & MCLENNAN AGENCY LLC11%
Total $844K4 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#001

UBS FINANCIAL SERVICES INC. PENSION PLAN

TraditionalDB

Assets$578.7M
Participants8,083
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#003

UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

401k

Assets$57.3M
Participants209
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#508

UBS FINANCIAL SERVICES INC. GROUP HEALTH AND WELFARE BENEFITS PLAN

Fully Insured - HARTFORD LIFE AND ACCIDENT

Premiums$55.5M
Covered lives14,446
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
001UBS FINANCIAL SERVICES INC. PENSION PLANTraditionalDB$578.7M8,0832024
003UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST401k$57.3M2092024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
508UBS FINANCIAL SERVICES INC. GROUP HEALTH AND WELFARE BENEFITS PLANFully InsuredHARTFORD LIFE AND ACCIDENT$55.5M14,4462024
Retirement plans
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