| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| RICHARD ANTHONY ARIAS III3 | PO BX 1986 WEST COVINA, CA 917931986 | HEALTH NET | $81K | — | $81K | 0.90% |
| DAVID WAYNE SENFT3 | 8033 SUNSET BL 374 LOS ANGELES, CA 90046 | HEALTH NET | $48K | — | $48K | 0.53% |
| SOLUTION SOURCE INS CONSULTING3 | 21520 YORBA LINDA BLVD SUITE G-492 YORBA LINDA, CA 92887 | HEALTH NET | $36K | — | $36K | 0.40% |
| RONALD J BATEMAN3 Filed as: RONALD J. BATEMAN | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 84663 | HEALTH NET | $34K | — | $34K | 0.38% |
| CONNIE MANDEL AND ASSOCIATES3 Filed as: CONNIE MANDEL AND ASSOCIATES, INC | 8033 SUNSET BLVD SUITE 374 LOS ANGELES, CA 90046 | HEALTH NET | $25K | — | $25K | 0.27% |
| CONNIE MANDEL AND ASSOCIATES3 | 8033 W SUNSET BLVD STE 37 LOS ANGELES, CA 90046 | UNITED HEALTHCARE OF CALIFORNIA | $83K | — | $83K | 1.50% |
| SOLUTION SOURCE INS CONSULTING3 Filed as: SOLUTION SOURCE INS | 21520 YORBA LINDA BLVD YORBA LINDA, CA 92887 | UNITED HEALTHCARE OF CALIFORNIA | $83K | — | $83K | 1.50% |
| RICHARD ANTHONY ARIAS III3 Filed as: RICHARD ARIAS III | PO BOX 1986 WEST COVINA, CA 91793 | UNITED HEALTHCARE OF CALIFORNIA | $56K | — | $56K | 1.01% |
| RONALD J BATEMAN3 | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 84663 | UNITED HEALTHCARE OF CALIFORNIA | $22K | — | $22K | 0.40% |
| SOLUTION SOURCE INS CONSULTING3 | 21520 YORBA LINDA BLVD SUITE G-492 YORBA LINDA, CA 928873762 | KAISER FOUNDATION HEALTH PLANS INC | $40K | — | $40K | 2.40% |
| RONALD J BATEMAN3 Filed as: RONALD J. BATEMAN | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 84663 | KAISER FOUNDATION HEALTH PLANS INC | $27K | — | $27K | 1.60% |
| SOLUTION SOURCE INS CONSULTING3 | 21520 YORBA LINDA BLVD YORBA LINDA, CA 928873762 | UNITED HEALTHCARE INSURANCE COMPANY | $8K | — | $8K | 1.50% |
| CONNIE MANDEL AND ASSOCIATES3 Filed as: CONNIE MANDEL AND ASSOCIATES INC | 8033 W SUNSET BLVD STE 374 LOS ANGELES, CA 90046 | UNITED HEALTHCARE INSURANCE COMPANY | $7K | — | $7K | 1.38% |
| RICHARD ANTHONY ARIAS III3 | PO BOX 1986 WEST COVINA, CA 91793 | UNITED HEALTHCARE INSURANCE COMPANY | $5K | — | $5K | 1.01% |
| RONALD J BATEMAN3 | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 84663 | UNITED HEALTHCARE INSURANCE COMPANY | $2K | — | $2K | 0.37% |
| DAVID WAYNE SENFT3 | 8033 W SUNSET BLVD STE 374 LOS ANGELES, CA 900462401 | UNITED HEALTHCARE INSURANCE COMPANY | $624 | — | $624 | 0.12% |
| SOLUTION SOURCE INS CONSULTING3 Filed as: SOLUTION SOURCE INSURANCE | 21520 YORBA LINDA BLVD ST G-492 YORBA LINDA, CA 92887 | KAISER FOUNDATION HEALTH PLANS INC | $12K | — | $12K | 2.59% |
| RONALD J BATEMAN3 Filed as: RONALD J. BATEMAN | 1601 E OLYMPIC BLVD SUITE 312 LOS ANGELES, CA 900211942 | KAISER FOUNDATION HEALTH PLANS INC | $8K | — | $8K | 1.72% |
| PAUL STRAIN3 | 21520 YORBA LINDA BLVD SUITE G-492 YORBA LINDA, CA 92887 | LIBERTY DENTAL PLAN OF CALIFORNIA, INC | $15K | — | $15K | 5.00% |
| RONALD J BATEMAN3 | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 846633271 | VISION SERVICE PLAN | $5K | — | $5K | 2.48% |
| PAUL STRAIN3 | 21520 YORBA LINDA BLVD SUITE G-492 YORBA LINDA, CA 92887 | LIBERTY DENTAL PLAN REINSURANCE COMPANY, LTD | $486 | — | $486 | 4.86% |
| RONALD J BATEMAN3 | 2339 RIVER BOTTOM RD SPRINGVILLE, UT 846633271 | LIBERTY DENTAL PLAN REINSURANCE COMPANY, LTD | — | — | $0 | 0.00% |
| SOLUTION SOURCE INS CONSULTING3 | 21520 YORBA LINDA BLVD SUITE G-492 YORBA LINDA, CA 92887 | LIBERTY DENTAL PLAN REINSURANCE COMPANY, LTD | — | — | $0 | 0.00% |
| Provider | Services | Address | Compensation |
|---|---|---|---|
| RONALD J. BATEMAN GROUP, INC. EIN 95-4163460 EXEC. V.P. | Accounting (including auditing); Insurance agents and brokers Service code 10 | 1601 E OLYMPIC BLVD 312 LOS ANGELES, CA 90021 | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,708 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 1,708 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(5 contracts, 4 carriers) | HEALTH NET | 879 | $17.3M |
| Dental | LIBERTY DENTAL PLAN OF CALIFORNIA, INC | 2,270 | $295K |
| Vision | VISION SERVICE PLAN | 1,259 | $195K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,270 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Multiple-employer welfare arrangement. Specific regulatory and compliance context; specific consultant niche.