No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ASSOCIATED THIRD PARTY ADMIN EIN 94-3187938 NONE | Contract Administrator Service code 13 | — | $2.4M |
| ANTHEM BLUE CROSS EIN 95-3760980 NONE | Claims processing Service code 12 | — | $1.3M |
| OPTUMRX, INC. EIN 33-0441200 NONE | Claims processing Service code 12 | — | $453K |
| PHARMACY BENEFIT SOLUTIONS NONE | Consulting (general) Service code 16 | 6966 SUNRISE BLVD STE 268 CITRUS HEIGHTS, CA 95610 | $261K |
| ZENITH AMERICAN SOLUTIONS, INC. NONE | Contract Administrator Service code 13 | — | $221K |
| THE SEGAL COMPANY EIN 94-1503999 NONE | Consulting (general) Service code 16 | — | $160K |
| CHARTWELL INVESTMENT PARTNERS NONE | Investment management Service code 28 | 1235 WESTLAKES DR STE 400 BERWYN, PA 19312 | $140K |
| MCMORGAN & COMPANY LLC EIN 52-2334338 NONE | Investment management Service code 28 | — | $125K |
| ASSISTANCE RECOVERY PROGRAM EIN 94-3042622 NONE | Other services Service code 49 | — | $96K |
| MILLER KAPLAN ARASE LLP EIN 95-2036255 NONE | Accounting (including auditing) Service code 10 | — | $65K |
| INCOME RESEARCH & MANAGEMENT EIN 04-2955404 NONE | Investment management Service code 28 | — | $51K |
| SALTZMAN AND JOHNSON EIN 95-2376174 NONE | Legal Service code 29 | — | $47K |
| INVESTMENT PERFORMANCE SERVICES,LLC EIN 58-1645862 NONE | Investment advisory (plan) Service code 27 | — | $35K |
| ENGINEERS PUBLISHING NONE | Other services Service code 49 | 3920 LENNAME DR SACRAMENTO, CA 95834 | $14K |
| AMALGAMATED BANK EIN 13-4920330 NONE | Investment management fees paid directly by plan; Custodial (securities) Service code 19 | — | $13K |
| MAILRITE PRINT NONE | Copying and duplicating Service code 36 | 834 STIKER AVE SACRAMENTO, CA 95834 | $8K |
| STEPHEN HORN INSURANCE SERVICES EIN 94-3249244 NONE | Insurance brokerage commissions and fees Service code 53 | — | $7K |
| OPTUMRX INC. | Claims processing Service code 12 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 9,080 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 9,080 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(6 contracts, 6 carriers) | KAISER FOUNDATION HEALTH PLAN INC. | 1,469 | $13.2M |
| Dental(3 contracts, 3 carriers) | DELTA DENTAL OF CALIFORNIA | 8,463 | $53.1M |
| Vision(2 contracts, 2 carriers) | VISION SERVICE PLAN | 8,578 | $1.3M |
| Other | RELIASTAR LIFE INSURANCE COMPANY | 1,413 | $852K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 8,578 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Total premium grew more than 20% over prior year. Renewal pain — prime candidate for re-shopping the carriers.
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.