No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ANTHEM BLUE CROSS LIFE & HEALTH INS EIN 95-4331852 NONE | Float revenue; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Contract Administrator; Other services; Claims processing Service code 12 | — | $4.4M |
| LIFEWORKS (US) LTD. EIN 52-1883918 NONE | Recordkeeping fees; Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan Service code 15 | — | $2.2M |
| HEALTHPLAN SERVICES EIN 59-1407300 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $1.2M |
| EXPRESS SCRIPTS, INC EIN 22-3461740 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $478K |
| BANK OF NEW YORK MELLON EIN 13-5160382 TRUSTEE/ CUSTODIAN | Other fees; Trustee (directed); Other investment fees and expenses; Float revenue; Direct payment from the plan; Custodial (securities); Shareholder servicing fees Service code 19 | — | $475K |
| NISA INVESTMENT ADVISORS, LLC EIN 48-1140940 NONE | Investment management; Direct payment from the plan; Investment management fees paid directly by plan Service code 28 | — | $350K |
| WILLIS TOWERS WATSON US LLC EIN 53-0181291 NONE | Direct payment from the plan; Consulting fees; Consulting (general); Actuarial Service code 11 | — | $268K |
| INVESCO ADVISERS, INC EIN 58-1707262 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $223K |
| LEGAL AND GENERAL INVESTMENT MGMT EIN 20-8058531 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $222K |
| RUSSELL INVESTMENTS IMPLEMENTATION EIN 91-0604934 NONE | Consulting (general); Investment management; Direct payment from the plan; Securities brokerage commissions and fees Service code 16 | — | $210K |
| BLACKROCK INSTITUTIONAL TRUST CO. EIN 94-3112180 NONE | Investment management; Direct payment from the plan; Investment management fees paid indirectly by plan; Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan; Trustee (discretionary) Service code 21 | — | $204K |
| DODGE & COX EIN 94-1441976 NONE | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Soft dollars commissions; Investment management; Direct payment from the plan Service code 28 | — | $192K |
| BREGE COMMUNICATIONS INC EIN 47-3081862 NONE | Direct payment from the plan; Participant communication; Consulting fees; Consulting (general) Service code 16 | — | $182K |
| VALUEOPTIONS, INC EIN 54-1414194 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $178K |
| NUMERIC INVESTORS LLC EIN 04-3068821 NONE | Direct payment from the plan; Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $165K |
| WELLINGTON MANAGEMENT EIN 30-0835489 NONE | Investment management; Soft dollars commissions; Direct payment from the plan; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 28 | — | $151K |
| OAKTREE CAPITAL MGMT LP EIN 26-0189082 NONE | Direct payment from the plan; Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 28 | — | $146K |
| BLACKROCK FINANCIAL MANAGEMENT, INC EIN 13-3806691 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $144K |
| MADISON STREET PRESS EIN 94-2977418 NONE | Direct payment from the plan; Other services Service code 49 | — | $120K |
| ADELANTE CAPITAL MGMT LLC EIN 94-0742640 NONE | Direct payment from the plan; Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $84K |
| FIRST SENTIER INVESTORS EIN 94-0742640 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $70K |
| MOSS ADAMS LLP EIN 91-0189318 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $56K |
| SOVOS COMPLIANCE, LLC EIN 46-1379693 NONE | Other services; Direct payment from the plan Service code 49 | — | $56K |
| LEGATO CAPITAL MGMT LLC EIN 65-1217949 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $55K |
| TIMESQUARE CAPITAL MGMT EIN 20-1665304 NONE | Investment management; Soft dollars commissions; Direct payment from the plan; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $44K |
| DEPRINCE, RACE & ZOLLO, INC. EIN 59-3299598 NONE | Soft dollars commissions; Investment management fees paid indirectly by plan; Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $42K |
| MERCER INVESTMENT CONSULTING EIN 61-0736136 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $37K |
| RREEF AMERICA L.L.C. EIN 58-2364506 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $37K |
| RUSSELL INVESTMENT CAPITAL, LLC EIN 91-1659779 NONE | Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Direct payment from the plan; Consulting (pension); Investment management; Securities brokerage commissions and fees Service code 17 | — | $35K |
| STUDIO 19.US, INCORPORATED EIN 87-0700041 NONE | Direct payment from the plan; Participant communication Service code 38 | — | $27K |
| MERCER HEALTH & BENEFITS LLC EIN 34-2015463 NONE | Insurance agents and brokers; Consulting fees; Direct payment from the plan; Consulting (general); Actuarial Service code 11 | — | $26K |
| AQR CAPITAL MANAGEMENT, LLC EIN 04-3327228 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $8K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 14,559 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 14,559 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(3 contracts, 3 carriers) | KAISER FOUNDATION HEALTH PLAN INC. | 5,464 | $29.2M |
| Prescription drug(3 contracts, 3 carriers) | KAISER FOUNDATION HEALTH PLAN INC. | 5,464 | $29.2M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 5,464 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.