No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ANTHEM BXBS EIN 95-3760980 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $4.0M |
| KAISER EIN 94-3203402 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $1.3M |
| MEDCO EXPRESS SCRIPTS EIN 95-3204551 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $440K |
| BANK OF NY MELLON EIN 13-5160382 NONE | Float revenue; Other fees; Shareholder servicing fees; Other investment fees and expenses; Direct payment from the plan; Trustee (directed) Service code 25 | — | $436K |
| NISA INVESTMENT ADVISORS, LLC EIN 48-1140940 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $217K |
| BLACKROCK INSTITUTIONAL TRUST CO. EIN 94-3112180 NONE | Direct payment from the plan; Investment management; Trustee (discretionary); Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan Service code 21 | — | $195K |
| XEROX CORPORATION EIN 16-0468020 NONE | Account maintenance fees; Direct payment from the plan Service code 50 | — | $192K |
| WELLINGTON MANAGEMENT EIN 04-2683227 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $189K |
| BEACON HEALTH EIN 54-1414194 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $180K |
| OAKTREE CAPITAL MGMT LP EIN 26-0189082 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $166K |
| RUSSELL INVESTMENT GROUP EIN 91-1175091 NONE | Securities brokerage commissions and fees; Investment management; Investment management fees paid directly by plan Service code 28 | — | $151K |
| DODGE & COX EIN 94-1441976 NONE | Investment management fees paid directly by plan; Soft dollars commissions; Investment management Service code 28 | — | $147K |
| LEGAL & GENERAL INVESTMENT EIN 20-8058531 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $136K |
| THE BOSTON COMPANY ASSET MGMT LLC EIN 04-3404987 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $118K |
| LEGATO CAPITAL MGMT LLC EIN 65-1217949 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $104K |
| TOWERS WATSON EIN 23-1159360 NONE | Actuarial; Consulting (general); Direct payment from the plan Service code 11 | — | $102K |
| BLACKROCK FINANCIAL MGMT INC. EIN 13-3806691 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $102K |
| ADELANTE CAPITAL MGMT LLC EIN 94-3219135 NONE | Investment management; Soft dollars commissions; Investment management fees paid directly by plan Service code 28 | — | $99K |
| ANALYTIC INVESTORS EIN 95-2665790 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $90K |
| COLONIAL FIRST STATE GLOBAL ASSET M NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $72K |
| MOUNT LUCAS MGMT LP EIN 27-3992694 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $60K |
| BREGE COMMUNICATIONS EIN 65-1170481 NONE | Direct payment from the plan; Other services Service code 49 | — | $57K |
| RUSSELL IMPLEMENTATION SVCS EIN 91-0604934 NONE | Investment management; Consulting (general) Service code 16 | — | $53K |
| STATE STREET GLOBAL ADVISORS EIN 04-1867445 NONE | Custodial (securities); Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Soft dollars commissions; Custodial (other than securities) Service code 18 | — | $41K |
| MOSS ADAMS LLP EIN 91-0189318 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $33K |
| PACIFIC GAS & ELECTRIC COMPANY EIN 94-0742640 PLAN SPONSOR | Account maintenance fees; Direct payment from the plan Service code 50 | — | $31K |
| DEPRINCE, RACE & ZOLLO, INC. EIN 59-3299598 NONE | Direct payment from the plan; Investment advisory (plan); Soft dollars commissions Service code 27 | — | $27K |
| TIMESSQUARE CAPITAL MGMT EIN 20-1665304 NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $27K |
| CERIDIAN EIN 22-2801288 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $17K |
| COLUMBUS CIRCLE EIN 06-1404803 NONE | Investment management fees paid directly by plan; Soft dollars commissions; Investment management Service code 28 | — | $14K |
| MERCER INVESTMENT CONSULTING, INC. EIN 61-0736136 NONE | Direct payment from the plan; Investment advisory (plan) Service code 27 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 14,653 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 14,653 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(3 contracts, 3 carriers) | KAISER FOUNDATION HEALTH PLANS INC. | 5,028 | $31.7M |
| Prescription drug(3 contracts, 3 carriers) | KAISER FOUNDATION HEALTH PLANS INC. | 5,028 | $31.7M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 5,028 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.