| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| STEALTH PARTNER GROUP LLC3 Filed as: STEALTH PARTNER GROUP | 18940 NORTH PIMA ROAD STE 210 SCOTTSDALE, AZ 85255 | HCC LIFE INSURANCE COMPANY | $54K | — | $54K | 8.50% |
| AMWINS3 | 4725 PIEDMONT ROW DRIVE STE 600 CHARLOTTE, NC 28210 | UNITED HEALTHCARE INSURANCE COMPANY | $6K | — | $6K | 10.00% |
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MASONRY INDUSTRY TRUST ADMIN. EIN 93-1144705 | Contract Administrator; Claims processing; Recordkeeping fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 12 | — | $342K |
| VALENZ CLAIM | Consulting (general); Consulting fees; Direct payment from the plan Service code 16 | DEPT 3819 PO BOX 123819 DALLAS, TX 75312 | $185K |
| BRADLEY L. MIDDLETON, PC EIN 93-1215960 | Legal; Direct payment from the plan Service code 29 | — | $86K |
| INNOVATIVE CARE MANAGEMENT | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | PO BOX 22386 PORTLAND, OR 97269 | $61K |
| MIDDLETON & CO, CPA, PC EIN 93-0809066 | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $58K |
| MILLIMAN EIN 91-0675641 | Consulting fees; Direct payment from the plan; Actuarial Service code 11 | 1455 SW BROADWAY STE 1600 PORTLAND, OR 97201 | $17K |
| KEYCORP EIN 34-6542451 | Custodial (other than securities); Account maintenance fees; Direct payment from the plan; Custodial (securities); Recordkeeping and information management (computing, tabulating, data processing, etc.); Float revenue; Contract Administrator; Recordkeeping fees; Shareholder servicing fees Service code 13 | — | $14K |
| MODA HEALTH, INC. EIN 93-0989307 | Direct payment from the plan; Claims processing Service code 12 | 601 SW SECOND AVENUE PORTLAND, OR 97204 | $13K |
| METROPOLITAN WEST ASSET MGMT, LLC 9 | Distribution (12b-1) fees; Other investment fees and expenses; Investment management fees paid indirectly by plan Service code 52 | — | $11K |
| PROSERVE HEALTH INFORMATICS | Consulting (general); Direct payment from the plan Service code 16 | PO BOX 968 CUYAHOGA FALLS, OH 44223 | $10K |
| DODGE & COX FUNDS - DODIX 94-307328 | Investment management fees paid indirectly by plan; Insurance brokerage commissions and fees; Other investment fees and expenses Service code 52 | — | $8K |
| ECHO HEALTH, INC. | Consulting (general); Copying and duplicating; Direct payment from the plan Service code 16 | 868 CORPORATE WAY WESTLAKE, OH 44145 | $5K |
| KEYCORP 34-6542451 | Float revenue; Account maintenance fees; Contract Administrator; Custodial (securities); Recordkeeping and information management (computing, tabulating, data processing, etc.); Recordkeeping fees; Shareholder servicing fees; Direct payment from the plan; Custodial (other than securities) Service code 13 | — | $40 |
| DODGE & COX FUNDS - DODIX EIN 94-3073289 | Distribution (12b-1) fees; Other investment fees and expenses; Investment management fees paid indirectly by plan Service code 52 | — | $0 |
| METROPOLITAN WEST ASSET MGMT, LLC EIN 95-4625304 | Investment management fees paid indirectly by plan; Distribution (12b-1) fees; Other investment fees and expenses Service code 52 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 565 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 119 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 684 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST | 129 | $547K |
| Dental(3 contracts, 2 carriers) | KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST | 129 | $585K |
| Vision(2 contracts, 2 carriers) | KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST | 626 | $602K |
| Life insurance | SYMETRA LIFE INSURANCE COMPANY | 613 | $12K |
| Prescription drug(2 contracts, 2 carriers) | KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST | 129 | $778K |
| Stop-loss / reinsurancereinsurance | HCC LIFE INSURANCE COMPANY | 580 | $630K |
| Other(3 contracts, 3 carriers) | UNITED AMERICAN INSURANCE COMPANY | 613 | $268K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 626 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.