| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| SWARTS MANNING & ASSOCIATES3 Filed as: SWARTS MANNING AND ASSOCIATES | 10091 PARK RUN DR STE 200 LAS VEGAS, NV 89145 | ROCKY MOUNTAIN HOSPITAL AND MEDICAL SERVICES INC | — | — | $0 | 0.00% |
| SWARTS MANNING & ASSOCIATES3 | 10091 PARK RUN DRIVE LAS VEGAS, NV 89145 | COLONIAL LIFE & ACCIDENT COMPANY | $5K | $0 | $5K | 7.63% |
| MARIA MCGLOTHEN3 | 1112 WARM CANYON WAY LAS VEGAS, NV 89123 | COLONIAL LIFE & ACCIDENT COMPANY | $5K | $207 | $5K | 7.59% |
| OMEGA FINANCIAL AND INSURANCE SOLUT3 Filed as: OMEGA FINANCIAL AND INSURARANCE SOL | 4663 CREEPING FIG CT LAS VEGAS, NV 89129 | COLONIAL LIFE & ACCIDENT COMPANY | $848 | $174 | $1K | 1.51% |
| JOAN RANCE3 | 434 CRESTWAY ROAD HENDERSON, NV 89015 | COLONIAL LIFE & ACCIDENT COMPANY | $1K | $4 | $1K | 1.49% |
| ANTHONY THOMAS THIELGES3 | 8377 HIDDEN HILLS DR LAS VEGAS, NV 89123 | COLONIAL LIFE & ACCIDENT COMPANY | $885 | $12 | $897 | 1.32% |
| NICOLE BLANCHARD3 | 525 SAND SAGE AVE NORTH LAS VEGAS, NV 89030 | COLONIAL LIFE & ACCIDENT COMPANY | $656 | $0 | $656 | 0.97% |
| NORTHROP AND ASSOCIATES3 | 2505 ANTHEM VILLAGE DRIVE HENDERSON, NV 89052 | COLONIAL LIFE & ACCIDENT COMPANY | $255 | $30 | $285 | 0.42% |
| HUGO GUZMAN3 | 2657 WINDMILL PKWY HENDERSON, NV 89074 | COLONIAL LIFE & ACCIDENT COMPANY | $273 | $0 | $273 | 0.40% |
| GERALDINE RAE LEE3 | 951 SAN GABRIEL AVE HENDERSON, NV 89002 | COLONIAL LIFE & ACCIDENT COMPANY | $271 | $0 | $271 | 0.40% |
| LIFE TIME SOLUTIONS LLC3 | 861 KENWOOD ST UPLAND, CA 81784 | COLONIAL LIFE & ACCIDENT COMPANY | $224 | $5 | $229 | 0.34% |
| DARCY COON3 | 1392 PENINSULA POINT LAS VEGAS, NV 89123 | COLONIAL LIFE & ACCIDENT COMPANY | $172 | $4 | $176 | 0.26% |
| VIP INSURANCE INC3 | 18 STONEMARK DR HENDERSON, NV 89052 | COLONIAL LIFE & ACCIDENT COMPANY | $108 | $11 | $119 | 0.18% |
| MARIA C GONZALEZ3 | 11677 SANDPIPER CT MORENO VALLEY, CA 92557 | COLONIAL LIFE & ACCIDENT COMPANY | $52 | $0 | $52 | 0.08% |
| JOHN D EVANGELISTA3 | 26111 ANTONIO PARKWAY RANCHO SANTA MARGARITA, CA 92688 | COLONIAL LIFE & ACCIDENT COMPANY | $25 | $19 | $44 | 0.06% |
| MARIA VERONICA JARQUE3 | 4525 GEROGIA ST SAN DIEGO, CA 92116 | COLONIAL LIFE & ACCIDENT COMPANY | $32 | $5 | $37 | 0.05% |
| MARIA LOURDES MENDOZA3 | 26443 SAND PALM CT MORENO VALLEY, CA 92555 | COLONIAL LIFE & ACCIDENT COMPANY | $33 | $0 | $33 | 0.05% |
| CHRISTIAN RUIZ3 | 3741 SEAFORTH ST LAS VEGAS, NV 89129 | COLONIAL LIFE & ACCIDENT COMPANY | $30 | $0 | $30 | 0.04% |
| MARK J MATSOCK3 Filed as: MARK J MATSOCK & ASSOC INC | 2400 E ARIZONA BILTMORE PHOENIX, AZ 85016 | COLONIAL LIFE & ACCIDENT COMPANY | $5 | $0 | $5 | 0.01% |
| RENE ADRIAN RODRIGUEZ3 | 1814 E BELL RD UNIT 2009 PHOENIX, AZ 85022 | COLONIAL LIFE & ACCIDENT COMPANY | $5 | $0 | $5 | 0.01% |
| WENDY DAWN PACK3 | 16109 WATT WAY RAMONA, CA 92065 | COLONIAL LIFE & ACCIDENT COMPANY | $3 | $0 | $3 | 0.00% |
| MICHAEL C WALKER3 Filed as: MICHAEL J MINNEY | PO BOX 365 POWAY, CA 92074 | COLONIAL LIFE & ACCIDENT COMPANY | $1 | $0 | $1 | 0.00% |
| WILLIAM ERNEST DOBSON3 | PO BOX 27207 SAN DIEGO, CA 89619 | COLONIAL LIFE & ACCIDENT COMPANY | $1 | $0 | $1 | 0.00% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 0 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(2 contracts, 2 carriers) | ROCKY MOUNTAIN HOSPITAL AND MEDICAL SERVICES INC | 69 | $419K |
| Dental | COLONIAL LIFE & ACCIDENT COMPANY | 69 | $68K |
| Life insurance | COLONIAL LIFE & ACCIDENT COMPANY | 69 | $68K |
| Short-term disability | COLONIAL LIFE & ACCIDENT COMPANY | 69 | $68K |
| Long-term disability | COLONIAL LIFE & ACCIDENT COMPANY | 69 | $68K |
| Prescription drug | ROCKY MOUNTAIN HOSPITAL AND MEDICAL SERVICES INC | 49 | $351K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 69 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.