| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| MARK METTILLE3 Filed as: MARK J MATSOCK AND ASSOCIATES | 5110 NORTH 40TH STREET #242 PHOENIX, AZ 85018 | SHARP HEALTH PLAN | $27K | — | $27K | 5.00% |
| MARK J MATSOCK3 Filed as: MARK J. MATSOCK & ASSOC, INC. | 5110 NORTH 40TH STREET SUITE #242 PHOENIX, AZ 85018 | AMERICAN NATIONAL INSURANCE COMPANY OF TEXAS | $15K | — | $15K | 8.36% |
| MARK METTILLE3 Filed as: MARK J. MATSOCK & ASSOCIATES | 2400 EAST ARIZONA BILTMORE CIRCLE PHOENIX, AZ 85016 | MEDIEXCEL HEALTH PLAN | $5K | — | $5K | 5.33% |
| MARK METTILLE3 Filed as: MARK J MATSOCK ASSOCIATES INC | 5110 NORTH 40TH STREET SUITE 242 PHOENIX, AZ 85018 | METROPOLITAN LIFE INSURANCE COMPANY | $10K | — | $10K | 11.40% |
| MARK METTILLE3 Filed as: MARK J MATSOCK & ASSOCIATES | — | DELTA DENTAL OF CALIFORNIA | $739 | — | $739 | 4.00% |
| MARK J MATSOCK3 Filed as: MARK J. MATSOCK & ASSOC, INC. | 5110 NORTH 40TH STREET SUITE #242 PHOENIX, AZ 85018 | AMERICAN NATIONAL INSURANCE COMPANY OF TEXAS | $567 | — | $567 | 10.14% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 383 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 383 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(2 contracts, 2 carriers) | SHARP HEALTH PLAN | 104 | $638K |
| Dental(3 contracts, 2 carriers) | AMERICAN NATIONAL INSURANCE COMPANY OF TEXAS | 349 | $207K |
| Vision(2 contracts) | AMERICAN NATIONAL INSURANCE COMPANY OF TEXAS | 349 | $184K |
| Life insurance | METROPOLITAN LIFE INSURANCE COMPANY | 738 | $89K |
| Other | METROPOLITAN LIFE INSURANCE COMPANY | 738 | $89K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 738 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.