No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| OPTUM RX EIN 33-0441200 NONE | Other fees; Claims processing; Float revenue; Direct payment from the plan Service code 12 | — | $769K |
| SOUTHWEST SERVICE ADMINISTRATORS EIN 86-0785790 NONE OTHER THAN CONTRACT | Contract Administrator Service code 13 | 2300 BUENA VISTA DR SE STE 127 ALBUQUERQUE, NM 87106 | $226K |
| BLUE CROSS BLUE SHIELD NONE OTHER THAN CONTRACT | Insurance services; Insurance agents and brokers Service code 22 | 300 E RANDOLPH ST CHICAGO, IL 60601 | $64K |
| RAEL & LETSON EIN 94-1707048 NONE OTHER THAN CONTRACT | Consulting (pension); Actuarial Service code 11 | 2800 CAMPUS DRIVE, SUITE 150 SAN MATEO, CA 94403 | $59K |
| NATIXIS GLOBAL ASSET MANAGEMENT EIN 04-3274056 NONE OTHER THAN CONTRACT | Investment advisory (plan) Service code 27 | 399 BOYLSTON STREET BOSTON, MA 02116 | $50K |
| UNITED CONCORDIA EIN 25-1687586 NONE OTHER THAN CONTRACT | Insurance agents and brokers; Insurance services Service code 22 | 4775 INDIAN SCHOOL RD, 310 ALBUQUERQUE, NM 87110 | $35K |
| WALKER & VAN HEIJENOORT EIN 85-0369189 NONE OTHER THAN CONTRACT | Legal Service code 29 | — | $30K |
| ULRICH CONSULTING GROUP EIN 45-3972125 NONE OTHER THAN CONTRACT | Investment advisory (participants); Investment advisory (plan) Service code 26 | 1805 RIO GRANDE BLVD., NE SUITE 1 ALBUQUERQUE, NM 87104 | $19K |
| AMERICAN HEALTH GROUP EIN 86-0494854 NONE OTHER THAN CONTRACT | Claims processing Service code 12 | 2152 SOUTH VINEYARD, #103 MESA, AZ 85210 | $18K |
| WORKER'S ASSISTANCE PROGRAM EIN 74-1847991 NONE OTHER THAN CONTRACT | Other services Service code 49 | 7650 S MCCLINTOCK DR SET 103 #224 TEMPE, AZ 85284 | $13K |
| BALDWIN MOFFITT BEHM LLP EIN 46-4370753 NONE OTHER THAN CONTRACT | Accounting (including auditing) Service code 10 | 8399 E INDIAN SCHOOL RD SUITE 201 SCOTTSDALE, AZ 85251 | $11K |
| RYAN RAPP UNDERWOOD & PACHECO NONE OTHER THAN CONTRACT | Legal Service code 29 | 3200 N CENTRAL AVE #2250 PHOENIX, AZ 85012 | $10K |
| BANK OF ALBUQUERQUE EIN 73-1373454 NONE OTHER THAN CONTRACT | Custodial (securities) Service code 19 | 100 SUN AVE NE SUITE 500 ALBUQUERQUE, NM 87109 | $10K |
| LETTERSTREAM NONE OTHER THAN CONTRACT | Copying and duplicating Service code 36 | 8551 E ANDERSON DR #108 SCOTTSDALE, AZ 85255 | $9K |
| MARSH & MCLENNAN AGENCY NONE OTHER THAN CONTRACT | Insurance services Service code 23 | 1166 AVENUE OF THE AMERICAS NEW YORK, NY 10036 | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 467 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 135 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 602 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(2 contracts, 2 carriers) | HUMANA INSURANCE COMPANY | 126 | $452K |
| Stop-loss / reinsurancereinsurance | BERKSHIRE HATHAWAY SPECIALTY INSURANCE COMPANY | 481 | $390K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 481 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.