No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Investment advisory (participants); Recordkeeping fees Service code 15 | — | $132K |
| FRONTIER ASSET MANAGEMENT EIN 83-0331917 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $103K |
| CHEVY CHASE TRUST COMPANY EIN 52-2037618 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $75K |
| ROBERT W BAIRD & CO EIN 39-6037917 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $41K |
| CAPLAN FINANCIAL GROUP LLC EIN 20-3890047 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $27K |
| LMCG INVESTMENTS LLC EIN 27-0282607 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $24K |
| CRANBROOK WEALTH MANAGEMENT EIN 20-1198595 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $23K |
| ASPIRIANT LLC EIN 26-1518255 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $19K |
| TRUEPOINT INC EIN 31-1306367 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $18K |
| MANNING & NAPIER ADVISORS LLC EIN 45-3240790 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $17K |
| MANNING & NAPIER GROUP LLC EIN 45-3328488 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $15K |
| MCLEAN ASSET MANAGEMENT CORP EIN 54-1289825 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $14K |
| TRIAD HYBRID SOLUTIONS LLC EIN 46-5391363 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $13K |
| SAX WEALTH ADVISORS LLC EIN 22-3645620 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $12K |
| HIGHTOWER ADVISORS LLC EIN 36-4500709 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $12K |
| SAGE RUTTY & CO INC EIN 16-0620690 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $11K |
| INVICTUS PRIVATE WEALTH LLC EIN 88-1075317 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $9K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Securities brokerage commissions and fees; Securities brokerage; Shareholder servicing fees; Direct payment from the plan; Float revenue Service code 33 | — | $9K |
| FIRST REPUBLIC INVESTMENT MANA EIN 22-3623353 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $8K |
| HEMINGTON WEALTH MANAGEMENT EIN 46-3425132 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $7K |
| VALIDUS CAPITAL LLC EIN 88-1042753 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $7K |
| EVERMAY WEALTH MANAGEMENT LLC EIN 90-0439516 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $6K |
| CERTUITY LLC EIN 57-1190630 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $6K |
| CHARLES SCHWAB & CO INC AND AFFIL. | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,768 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,226 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 16 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 3,010 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.