No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES, IN EIN 34-1479833 NONE | Recordkeeping fees; Investment advisory (participants); Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $140K |
| FRONTIER ASSET MANAGEMENT EIN 83-0331917 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $93K |
| MJM 401K LLC EIN 86-0882983 NONE | Investment management; Direct payment from the plan Service code 28 | — | $60K |
| BAKER TILLY US, LLP EIN 39-1908691 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $28K |
| MONOGRAPH WEALTH ADVISORS LLC EIN 47-2324990 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $23K |
| CRANBROOK WEALTH MANAGEMENT EIN 20-1198595 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $23K |
| ROBERT W BAIRD & CO EIN 39-6037917 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $22K |
| CAPLAN FINANCIAL GROUP LLC EIN 20-3890047 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $22K |
| MCLEAN ASSET MANAGEMENT CORP EIN 54-1289825 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $19K |
| ASPIRIANT LLC EIN 26-1518255 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $19K |
| MANNING & NAPIER GROUP LLC EIN 45-3328488 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $17K |
| LMCG INVESTMENTS LLC EIN 27-0282607 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $17K |
| CAMDEN CAPITAL LLC EIN 57-1190630 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $15K |
| TRUEPOINT INC EIN 31-1306367 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $14K |
| CHEVY CHASE TRUST COMPANY EIN 52-2037618 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $13K |
| BUCKINGHAM STRATEGIC PARTNERS EIN 20-8307105 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $12K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Shareholder servicing fees; Securities brokerage; Other fees; Float revenue; Direct payment from the plan; Securities brokerage commissions and fees Service code 33 | — | $11K |
| TRIAD HYBRID SOLUTIONS LLC EIN 46-5391363 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $9K |
| MANNING & NAPIER ADVISORS LLC EIN 45-3240790 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| FIRST REPUBLIC INVESTMENT MANA EIN 22-3623353 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $5K |
| CHARLES SCHWAB & CO INC AND AFFIL. | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,720 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,161 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 5 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 2,886 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.