| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| RSC INSURANCE BROKERAGE INC3 | 160 FEDERAL STREET FLOOR 4 BOSTON, MA 02110 | UNITEDHEALTHCARE INSURANCE COMPANY | $101K | $61K | $162K | 5.59% |
| REUBEN WARNER ASSOCIATES, INC.3 Filed as: WARNER PACIFIC INSURANCE SERVICES | 32110 AGOURA ROAD WESTLAKE VILLAGE, CA 91361 | UNITEDHEALTHCARE INSURANCE COMPANY | -$127 | $0 | -$127 | -0.00% |
| RSC INSURANCE BROKERAGE INC3 | 2040 MAIN STREET SUITE 450 IRVINE, CA 92614 | KAISER FOUNDATION HEALTH PLAN INC | $29K | $0 | $29K | 3.94% |
| RSC INSURANCE BROKERAGE INC3 | 2040 MAIN STREET SUITE 450 IRVINE, CA 92614 | PRINCIPAL LIFE INSURANCE COMPANY | $45K | $0 | $45K | 6.47% |
| RSC INSURANCE BROKERAGE INC3 | 2040 MAIN STREET SUIITE 450 IRVINE, CA 92614 | KAISER FOUNDATION HEALTH PLAN INC | $14K | $0 | $14K | 3.69% |
| RISK STRATEGIES COMPANY3 | 700 AIRPORT BLVD STE 300 BURLINGAME, CA 94010 | KAISER FOUNDATION HEALTH PLAN OF WASHINGTON | $919 | $0 | $919 | 3.44% |
| RSC INSURANCE BROKERAGE INC3 | 2040 MAIN STREET IRVINE, CA 92614 | CONTINENTAL AMERICAN INSURANCE COMPANY | $4K | $0 | $4K | 21.34% |
| EPSIX, INC.3 Filed as: EPSIX INC | 3300 N SCOTTSDALE RD SCOTTSDALE, AZ 85251 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3K | $0 | $3K | 13.64% |
| RICKY SHIH3 | 50W LEMON AVE MONROVIA, CA 91016 | CONTINENTAL AMERICAN INSURANCE COMPANY | $2K | $0 | $2K | 8.23% |
| JOY E GUNDERSON3 Filed as: JOY GUNDERSON | 4531 VALLECITO LN YORBA LINDA, CA 92886 | CONTINENTAL AMERICAN INSURANCE COMPANY | $915 | $0 | $915 | 4.65% |
| MICHAEL R. FISHER3 Filed as: MICHAEL FISHER | 1540 S FAIRFAX AVE LOS ANGELES, CA 90019 | CONTINENTAL AMERICAN INSURANCE COMPANY | $377 | $0 | $377 | 1.92% |
| JONATHAN HAJMOMEN3 | 1501 ORANGETHO RPE FULLERTON, CA 90620 | CONTINENTAL AMERICAN INSURANCE COMPANY | $166 | $0 | $166 | 0.84% |
| RATTNAK SOKHOM3 | 50W LEMON AVE SUITE 2 MONROVIA, CA 91016 | CONTINENTAL AMERICAN INSURANCE COMPANY | $53 | $0 | $53 | 0.27% |
| ANNA MARINEZ3 | 303 W ERIE CHICAGO, IL 60654 | CONTINENTAL AMERICAN INSURANCE COMPANY | $34 | $0 | $34 | 0.17% |
| ELENA BOTELLO COLEMAN3 Filed as: ELENA COLEMAN | 7312 YATES COURT MCLEAN, VA 22101 | CONTINENTAL AMERICAN INSURANCE COMPANY | $33 | $0 | $33 | 0.17% |
| JAMES ROBERT CONFORT3 Filed as: JAMES CONFORT | 3 SUNSET LN GARDEN CITY, NY 11530 | CONTINENTAL AMERICAN INSURANCE COMPANY | $33 | $0 | $33 | 0.17% |
| DEBORAH DOUGHER3 | 1116 NORTH 18TH STREET ALLENTOWN, PA 18104 | CONTINENTAL AMERICAN INSURANCE COMPANY | $22 | $0 | $22 | 0.11% |
| NATHAN R KODI3 | 350 BISHOPS WAY BROOKFIELD, WI 53151 | CONTINENTAL AMERICAN INSURANCE COMPANY | $22 | $0 | $22 | 0.11% |
| CHRIS KELLY3 | 1260 N DUTTON STE 180 SANTA ROSA, CA 95401 | CONTINENTAL AMERICAN INSURANCE COMPANY | $15 | $0 | $15 | 0.08% |
| DAVID JAMES RANDALL3 Filed as: DAVID RANDALL | 519 SOUTH MADISON AVE MONROVIA, CA 91016 | CONTINENTAL AMERICAN INSURANCE COMPANY | $14 | $0 | $14 | 0.07% |
| MOLLY KURTZ3 | 1154 E 900 N OSSIAN, IN 46777 | CONTINENTAL AMERICAN INSURANCE COMPANY | $11 | $0 | $11 | 0.06% |
| DAVID SCHENKEL3 | 3746 COLLEGE AVE ELLICOT CITY, MD 21043 | CONTINENTAL AMERICAN INSURANCE COMPANY | $10 | $0 | $10 | 0.05% |
| ROGERS BENEFIT GROUP INC3 Filed as: SHARON ROGERS | 207 CADLE AVE EDGEWATER, MD 21037 | CONTINENTAL AMERICAN INSURANCE COMPANY | $7 | $0 | $7 | 0.04% |
| DANIEL A MARINEZ3 Filed as: DANIEL MARINEZ | 303 W ERIE CHICAGO, IL 60654 | CONTINENTAL AMERICAN INSURANCE COMPANY | $7 | $0 | $7 | 0.04% |
| MORGAN E MARKOWSKI3 Filed as: MORGAN MARKOWSKI | 1616 S 167TH ST NEW BERLIN, WI 53151 | CONTINENTAL AMERICAN INSURANCE COMPANY | $6 | $0 | $6 | 0.03% |
| KYLE WHELTON3 | 2421A S 8TH ST SHEBOYGAN, WI 53081 | CONTINENTAL AMERICAN INSURANCE COMPANY | $4 | $0 | $4 | 0.02% |
| PATRICK RUHLE3 | 200 GARDEN CITY PLAZA GARDEN CITY, NY 11530 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3 | $0 | $3 | 0.02% |
| JUSTIN D HARPER3 Filed as: JUSTIN HARPER | 5331 MEADOWBROOK DR FORT WAYNE, IN 46835 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3 | $0 | $3 | 0.02% |
| WILLIAM WHICHER3 | 200 GARDEN CITY PLAZA GARDEN CITY, NY 11530 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3 | $0 | $3 | 0.02% |
| JORDAN D EMMANS3 Filed as: JORDAN EMMANS | 438 W 26TH AVE SPOKANE, WA 99203 | CONTINENTAL AMERICAN INSURANCE COMPANY | -$4 | $0 | -$4 | -0.02% |
| CHRISTOPHER TARI3 | 200 GARDEN PLAZA GARDEN CITY, NY 11530 | CONTINENTAL AMERICAN INSURANCE COMPANY | -$25 | $0 | -$25 | -0.13% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 876 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 876 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(4 contracts, 3 carriers) | UNITEDHEALTHCARE INSURANCE COMPANY | 574 | $4.0M |
| Dental | PRINCIPAL LIFE INSURANCE COMPANY | 876 | $691K |
| Vision | PRINCIPAL LIFE INSURANCE COMPANY | 876 | $691K |
| Life insurance | PRINCIPAL LIFE INSURANCE COMPANY | 876 | $691K |
| Short-term disability | PRINCIPAL LIFE INSURANCE COMPANY | 876 | $691K |
| Long-term disability | PRINCIPAL LIFE INSURANCE COMPANY | 876 | $691K |
| Other | CONTINENTAL AMERICAN INSURANCE COMPANY | 173 | $20K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 876 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.