No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY, LLC EIN 26-4310632 NONE | Direct payment from the plan; Securities brokerage; Securities brokerage commissions and fees; Investment advisory (plan); Other investment fees and expenses Service code 27 | — | $604K |
| WCM INVESTMENT MANAGEMENT EIN 58-2386669 NONE | Investment management; Investment management fees paid directly by plan; Direct payment from the plan Service code 28 | — | $407K |
| EAGLE CAPITAL MANAGEMENT, LLC EIN 22-3361201 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $224K |
| BENESYS, INC. EIN 38-2383171 NONE | Direct payment from the plan; Plan Administrator; Copying and duplicating; Participant communication; Contract Administrator; Sales loads (front end and deferred); Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 13 | — | $195K |
| METROPOLITAN WEST ASSET MGMT EIN 95-3703295 NONE | Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $96K |
| LORD ABBETT & CO, LLC EIN 13-5620131 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $61K |
| UNITED ACTUARIAL SERVICES, INC. EIN 35-2156428 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $58K |
| WATKINS PAWLICK CALATI & PRIFTI, PC EIN 83-2893229 NONE | Legal; Direct payment from the plan Service code 29 | — | $52K |
| CENTERSQUARE INVESTMENT MGMT., INC. EIN 23-2817243 NONE | Securities brokerage commissions and fees; Soft dollars commissions; Investment management; Direct payment from the plan; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 28 | — | $50K |
| STEFANSKY, HOLLOWAY & NICHOLS, INC. EIN 38-2383171 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $28K |
| BOYD WATTERSON ASSET MANAGEMENT LLC EIN 34-1922005 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $24K |
| BENDA, GRACE, STULZ & COMPANY, P.C. EIN 38-2284921 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $23K |
| THE PNC FINANCIAL SERVICES GROUP NONE | Direct payment from the plan; Custodial (other than securities) Service code 18 | 755 WEST BIG BEAVER, 24 TROY, MI 48044 | $19K |
| AMERICAN GRAPHICS PRINTING COMPANY EIN 38-2090931 NONE | Participant communication; Direct payment from the plan; Copying and duplicating Service code 36 | — | $18K |
| MACQUEEN & ASSOCIATES, LLC EIN 20-0495393 NONE | Insurance brokerage commissions and fees; Insurance services; Insurance agents and brokers Service code 22 | — | $9K |
| ARISTOTLE MANAGEMENT NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | ONE FEDERAL ST. 36TH FLR BOSTON, MA 02110 | $0 |
| CLEARBRIDGE INVESTMENTS NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 620 8TH AVENUE 48 NEW YORK, NY 10018 | $0 |
| EARNEST PARTNERS, LLC EIN 52-2386669 NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | — | $0 |
| JENSEN INVESTMENT MANAGEMENT NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 5500 MEADOWS ROAD STE 200 LAKE OSWEGO, OR 97035 | $0 |
| POLEN CAPITAL NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 1825 NW CORPORATE BLVD BOCA RATON, FL 33431 | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,303 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 966 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 350 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 472 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 3,091 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.