No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| EARNEST PARTNERS, LLC EIN 58-2386669 NONE KNOWN | Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $261K |
| EAGLE CAPITAL MANAGEMENT, LLC EIN 22-3361201 NONE KNOWN | Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $246K |
| BENESYS, INC. EIN 38-2383171 NONE KNOWN | Participant communication; Contract Administrator; Recordkeeping and information management (computing, tabulating, data processing, etc.); Copying and duplicating; Direct payment from the plan; Other services; Plan Administrator Service code 13 | — | $234K |
| MORGAN STANLEY SMITH BARNEY, LLC EIN 26-4310632 NONE KNOWN | Securities brokerage commissions and fees; Other investment fees and expenses; Investment advisory (plan); Direct payment from the plan; Securities brokerage Service code 27 | — | $225K |
| SEIZERT CAPITAL PARTNERS EIN 38-3553488 NONE KNOWN | Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Soft dollars commissions; Investment management; Direct payment from the plan Service code 28 | — | $181K |
| VICTORY CAPITAL MANAGEMENT EIN 13-2700161 NONE KNOWN | Soft dollars commissions; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $134K |
| INVESCO NATIONAL TRUST COMPANY EIN 84-0591534 NONE KNOWN | Direct payment from the plan; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Investment management; Soft dollars commissions Service code 28 | — | $123K |
| SACHS WALDMAN PROFESSIONAL CORP. EIN 38-1905521 NONE KNOWN | Legal; Direct payment from the plan Service code 29 | — | $118K |
| AMI ASSET MANAGEMENT CORPORATION EIN 95-4446454 NONE KNOWN | Investment management; Investment management fees paid directly by plan; Direct payment from the plan Service code 28 | — | $98K |
| LORD, ABBETT & CO. LLC EIN 13-5620131 NONE KNOWN | Investment management; Investment management fees paid directly by plan; Direct payment from the plan Service code 28 | — | $97K |
| METROPOLITAN WEST ASSET MGMT, LLC EIN 95-3703295 NONE KNOWN | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $97K |
| CENTERSQUARE INVESTMENT MGMT, INC. EIN 23-2817243 NONE KNOWN | Investment management fees paid indirectly by plan; Securities brokerage commissions and fees; Investment management; Direct payment from the plan; Soft dollars commissions; Investment management fees paid directly by plan Service code 28 | — | $88K |
| HGK ASSET MANAGEMENT, INC. EIN 52-1296988 NONE KNOWN | Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $68K |
| CAMBIAR INVESTORS, LLC EIN 84-1596610 NONE KNOWN | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $67K |
| UNITED ACTUARIAL SERVICES, INC. EIN 35-2156428 NONE KNOWN | Actuarial; Direct payment from the plan Service code 11 | — | $45K |
| COMERICA BANK EIN 42-1741646 NONE KNOWN | Float revenue; Shareholder servicing fees; Direct payment from the plan; Custodial (securities); Custodial (other than securities); Other services; Other investment fees and expenses Service code 18 | — | $42K |
| PLANTE & MORAN, PLLC EIN 38-1357951 NONE KNOWN | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $41K |
| BOYD WATTERSON ASSET MANAGEMENT LLC EIN 34-1922005 NONE KNOWN | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Direct payment from the plan Service code 28 | — | $32K |
| MERRILL LYNCH, PIERCE FENNER SMITH EIN 13-5674085 NONE KNOWN | Direct payment from the plan; Investment management fees paid directly by plan; Securities brokerage commissions and fees; Investment management; Sub-transfer agency fees Service code 28 | — | $20K |
| STEFANSKY, HOLLOWAY & NICHOLS, INC. EIN 38-2383171 NONE KNOWN | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $19K |
| THE PNC FINANCIAL SERVICES GROUP NONE KNOWN | Custodial (other than securities); Direct payment from the plan Service code 18 | 755 WEST BIG BEAVER SUITE 24 TROY, MI 48084 | $12K |
| AMERICAN GRAPHICS PRINTING CO. EIN 38-2090931 NONE KNOWN | Copying and duplicating; Participant communication; Direct payment from the plan Service code 36 | — | $6K |
| ERMAN, TEICHER, ZUCKER, FREEDMAN PC EIN 38-1468534 NONE KNOWN | Legal; Direct payment from the plan Service code 29 | — | $5K |
| MACQUEEN & ASSOCIATES, LLC EIN 20-0495393 NONE KNOWN | Insurance brokerage commissions and fees; Insurance services; Insurance agents and brokers Service code 22 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,009 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 1,168 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 470 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 596 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 3,243 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.