No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| BLUE CROSS BLUE SHIELD OF ILLINOIS EIN 36-1236610 NONE | Other services; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Claims processing Service code 12 | — | $4.8M |
| IBEW-NECA EIN 36-3761128 ADMINISTRATOR | Contract Administrator; Direct payment from the plan Service code 13 | — | $3.1M |
| EPLAN EIN 20-3720767 NONE | Direct payment from the plan; Other services Service code 49 | — | $547K |
| ENVOLVE PEOPLE CARE INC/NUTURE HEAL EIN 06-1476380 NONE | Direct payment from the plan; Other services Service code 49 | — | $511K |
| BASYS EIN 52-1796473 NONE | Other services; Direct payment from the plan Service code 49 | — | $504K |
| EXPRESS SCRIPTS INC/MEDCO EIN 43-1420563 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan Service code 15 | — | $307K |
| AMERICAN REALTY ADVISORS EIN 95-4871432 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $227K |
| CONDUENT HR CONSULTING LLC EIN 81-2983623 NONE | Direct payment from the plan; Actuarial Service code 11 | — | $221K |
| KERBER, ECK & BRAECKEL LLP EIN 43-0352985 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $212K |
| ULLICO INVESTMENT ADVISORS, INC EIN 52-6435649 165362 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $165K |
| HINES & ASSOCIATES EIN 36-3545085 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $159K |
| CAVANAGH & OHARA EIN 37-1259635 NONE | Legal; Direct payment from the plan Service code 29 | — | $134K |
| CRESCENT CAPTIAL HIGH INCOME FUND B EIN 45-5287411 NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | — | $118K |
| THE SEGAL COMPANY EIN 13-1975125 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $112K |
| IFM INVESTORS PTY LTD. | Investment management; Foreign entity (e.g., an agent or broker, bank, insurance company, etc. not operating within jurisdictional boundaries of the United States); Investment management fees paid indirectly by plan Service code 28 | — | $100K |
| THE GUARDIAN LIFE INSURANCE CO EIN 13-5123390 NONE | Insurance services; Direct payment from the plan Service code 23 | — | $78K |
| PARAMETRIC PORTFOLIO ASSOCIATED LLC EIN 20-0292745 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $50K |
| CLASSIC PRINTING, INC EIN 37-0800985 NONE | Direct payment from the plan; Other services Service code 49 | — | $40K |
| BLACKROCK INSTITUTIONAL TR CO EIN 94-3112180 NONE | Investment management; Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan; Trustee (discretionary); Direct payment from the plan Service code 21 | — | $37K |
| MARQUETTE ASSOCIATES EIN 36-3485298 NONE | Direct payment from the plan; Investment advisory (plan) Service code 27 | — | $35K |
| QUICKSILVER MAILING SERVICE EIN 01-0641332 NONE | Other services; Direct payment from the plan Service code 49 | — | $23K |
| HEART TECHNOLOGIES EIN 37-1230309 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $21K |
| MEDREVIEW EIN 13-3240352 NONE | Consulting (general); Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $21K |
| FAIR HEALTH, INC EIN 90-0524293 NONE | Direct payment from the plan; Other services; Claims processing Service code 12 | — | $19K |
| BUSEY BANK EIN 37-0613731 NONE | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $10K |
| COMERICA BANK EIN 42-1741646 NONE | Direct payment from the plan; Float revenue; Shareholder servicing fees; Other fees; Investment management; Other investment fees and expenses; Other services Service code 28 | — | $0 |
| IFM INVESTORS PTY LTD NONE | Investment advisory (participants); Investment management fees paid indirectly by plan; Foreign entity (e.g., an agent or broker, bank, insurance company, etc. not operating within jurisdictional boundaries of the United States) Service code 26 | 114 WEST 47TH STREEET, 26TH FL NEW YORK, NY 10036 | $0 |
| PNC BANK, NATIONAL ASSOCIATION EIN 25-1211909 NONE | Recordkeeping fees; Float revenue; Soft dollars commissions; Investment management fees paid indirectly by plan; Trustee (bank, trust company, or similar financial institution); Investment advisory (plan); Custodial (securities); Shareholder servicing fees; Non-monetary compensation Service code 19 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 9,888 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 1,877 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 11,765 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | 2,188 | $5.1M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,188 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.