No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ANTHEM BLUE CROSS & BLUE SHIELD EIN 31-1440175 NONE KNOWN | Contract Administrator; Direct payment from the plan; Claims processing; Float revenue; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services Service code 12 | — | $11.6M |
| EXPRESS SCRIPTS, INC. EIN 22-3461740 NONE KNOWN | Direct payment from the plan; Contract Administrator; Claims processing Service code 12 | — | $3.2M |
| MERCER EIN 20-1932099 NONE KNOWN | Recordkeeping and information management (computing, tabulating, data processing, etc.); Participant communication; Direct payment from the plan; Contract Administrator Service code 13 | — | $1.5M |
| AETNA LIFE INSURANCE COMPANY EIN 06-6033492 NONE KNOWN | Claims processing; Contract Administrator; Direct payment from the plan Service code 12 | — | $867K |
| CASTLIGHT HEALTH INC NONE KNOWN | Consulting (general); Participant communication; Direct payment from the plan Service code 16 | 150 SPEAR STREET SUITE 400 SAN FRANCISCO, CA 94105 | $665K |
| HEALTHWAYS, INC. NONE KNOWN | Direct payment from the plan; Consulting (general) Service code 16 | 701 COOL SPRINGS BLVD FRANKLIN, TN 37067 | $621K |
| POLARIS CAPITAL MANAGEMENT EIN 04-3269043 NONE KNOWN | Securities brokerage commissions and fees; Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $290K |
| THE BANK OF NEW YORK MELLON EIN 13-5160382 NONE KNOWN | Trustee (bank, trust company, or similar financial institution); Float revenue; Account maintenance fees; Named fiduciary; Custodial (securities); Valuation (appraisals, etc.); Shareholder servicing fees; Custodial (other than securities); Direct payment from the plan; Trustee (directed); Other services Service code 18 | — | $272K |
| VONTOBEL ASSET MANAGEMENT, INC. EIN 13-3223264 NONE KNOWN | Investment management; Direct payment from the plan; Soft dollars commissions Service code 28 | — | $271K |
| RIVER & MERCANTILE LLC EIN 04-3513306 NONE KNOWN | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $249K |
| SANDS CAPITAL MANAGEMENT, LLC EIN 20-2830751 NONE KNOWN | Investment management; Investment management fees paid directly by plan; Soft dollars commissions; Direct payment from the plan Service code 28 | — | $229K |
| BUSINESSSOLVER EIN 42-1503807 NONE KNOWN | Participant communication; Contract Administrator; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan Service code 13 | — | $219K |
| WELLINGTON MANAGEMENT COMPANY LLP EIN 30-0835489 NONE KNOWN | Investment management fees paid directly by plan; Soft dollars commissions; Direct payment from the plan; Investment management Service code 28 | — | $208K |
| PRICEWATERHOUSECOOPERS LLP EIN 13-4008324 NONE KNOWN | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $197K |
| NISA INVESTMENT ADVISORS EIN 48-1140940 NONE KNOWN | Investment management; Direct payment from the plan; Investment management fees paid directly by plan Service code 28 | — | $187K |
| J.P. MORGAN INVESTMENT MANAGEMENT EIN 13-3200244 NONE KNOWN | Investment management; Investment advisory (plan); Direct payment from the plan; Investment management fees paid directly by plan Service code 27 | — | $170K |
| AON EIN 36-3051915 NONE KNOWN | Direct payment from the plan; Consulting (general); Other services Service code 16 | — | $148K |
| TOWERS WATSON INVESTMENT SERVICES EIN 52-1868818 NONE KNOWN | Consulting (general); Consulting fees; Investment advisory (plan); Direct payment from the plan Service code 16 | — | $145K |
| WILLIS TOWERS WATSON EIN 53-0181291 NONE KNOWN | Direct payment from the plan; Consulting (general); Actuarial Service code 11 | — | $14K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 16,560 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 16,212 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,416 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 34,188 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(5 contracts) | AETNA LIFE INSURANCE CO. | 10,567 | $7.3M |
| Dental | AETNA LIFE INSURANCE CO. | 1,257 | $277K |
| Other | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | 0 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 10,567 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Total premium grew more than 20% over prior year. Renewal pain — prime candidate for re-shopping the carriers.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.