No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MAGNACARE EIN 11-3410766 NONE | Claims processing; Other fees; Direct payment from the plan Service code 12 | — | $16.8M |
| JOINT INDUSTRY BOARD EIN 13-0891035 NONE | Plan Administrator; Direct payment from the plan Service code 14 | — | $7.4M |
| EXPRESS SCRIPTS EIN 22-3461740 NONE | Claims processing; Direct payment from the plan Service code 12 | — | $2.9M |
| CUTWATER ASSET MANAGEMENT EIN 13-3750425 NONE | Custodial (other than securities); Direct payment from the plan Service code 18 | — | $222K |
| NEUBERGER BERMAN LLC EIN 20-4797982 NONE | Investment management; Direct payment from the plan Service code 28 | — | $220K |
| ASB CAPITAL MANAGEMENT LLC EIN 80-0618452 NONE | Direct payment from the plan; Investment management Service code 28 | — | $167K |
| SMITH & GRAHAM & CO. EIN 76-0301817 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan; Non-monetary compensation Service code 28 | — | $139K |
| THE SEGAL COMPANY EIN 13-1835864 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $59K |
| ALLIANT INSURANCE SERVICES, INC. EIN 33-0785439 NONE | Insurance services; Direct payment from the plan Service code 23 | — | $47K |
| JANETTE STRAKER NONE | Consulting (general); Direct payment from the plan Service code 16 | 158-11 HARRY VAN ARSDALE JR AVE FLUSHING, NY 11365 | $32K |
| COHEN WEISS AND SIMON LLP EIN 13-1592323 NONE | Legal; Direct payment from the plan Service code 29 | — | $31K |
| PETER LORENZO NONE | Consulting (general); Direct payment from the plan Service code 16 | 158-11 HARRY VAN ARSDALE JR. AVENUE FLUSHING, NY 11365 | $31K |
| AMALGAMATED BANK EIN 13-4920330 NONE | Direct payment from the plan; Investment management Service code 28 | — | $25K |
| GREATER DATA & MAILING INC. EIN 11-3225746 NONE | Direct payment from the plan; Other services Service code 49 | — | $13K |
| DEUTSCHE BANK EIN 13-6065488 NONE | Custodial (other than securities); Direct payment from the plan Service code 18 | — | $13K |
| SEGAL MARCO EIN 13-2646110 NONE | Investment management; Direct payment from the plan Service code 28 | — | $10K |
| STATE STREET BANK & TRUST COMPANY EIN 04-1867445 NONE | Other fees; Direct payment from the plan; Investment management Service code 28 | — | $6K |
| KAUFMAN BORGEES EIN 13-3951065 NONE | Legal; Direct payment from the plan Service code 29 | — | $6K |
| ALI CARE INC. EIN 13-3432221 NONE | Other services; Direct payment from the plan Service code 49 | — | $6K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 20,533 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 8,405 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 28,938 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.