No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MAGNACARE EIN 11-3410766 NONE | Claims processing; Other fees; Direct payment from the plan Service code 12 | — | $16.1M |
| JOINT INDUSTRY BOARD EIN 13-0891035 NONE | Participant communication; Plan Administrator; Direct payment from the plan Service code 14 | — | $4.5M |
| EXPRESS SCRIPTS EIN 22-3461740 NONE | Claims processing; Direct payment from the plan Service code 12 | — | $1.9M |
| SMITH GRAHAM EIN 76-0301817 NONE | Direct payment from the plan; Investment management; Non-monetary compensation Service code 28 | — | $390K |
| ASB CAPITAL EIN 80-0618452 NONE | Direct payment from the plan; Investment management Service code 28 | — | $121K |
| THE SEGAL COMPANY EIN 13-1835864 NONE | Participant communication; Direct payment from the plan; Actuarial Service code 11 | — | $76K |
| H&H GRAPHIC PRINTING COMMUNICATIONS EIN 27-0771521 NONE | Copying and duplicating; Direct payment from the plan Service code 36 | — | $72K |
| POSTMASTER GENERAL NONE | Other services; Direct payment from the plan Service code 49 | 2950 UNION ST STE A FLUSHING, NY 113549997 | $63K |
| WILSON, ELSER, MOSKOWITZ, EDELMAN EIN 13-2679447 NONE | Legal; Direct payment from the plan Service code 29 | — | $55K |
| NEUBERGER BERMAN LLC EIN 20-4797982 NONE | Direct payment from the plan; Investment management Service code 28 | — | $49K |
| ALLIANT INSURANCE EIN 33-0785439 NONE | Insurance services; Direct payment from the plan Service code 23 | — | $47K |
| PETER LORENZO NONE | Consulting (general); Direct payment from the plan Service code 16 | 158-11 HARRY VAN ARSDALE JR. AVENUE FLUSHING, NY 11365 | $45K |
| CUTWATER/INSIGHT EIN 13-3750425 NONE | Direct payment from the plan; Investment management Service code 28 | — | $43K |
| DEUTSCHE BANK EIN 13-6065488 NONE | Custodial (other than securities); Direct payment from the plan Service code 18 | — | $39K |
| AMALGAMATED BANK EIN 13-4920330 NONE | Investment management; Custodial (other than securities); Direct payment from the plan Service code 18 | — | $25K |
| EVELIO ECHENIQU EIN 03-0444678 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $21K |
| RSM US LLP EIN 42-0714325 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $20K |
| SEGAL MARCO EIN 13-2646110 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $8K |
| STATE STREET CORPORATION EIN 04-1867445 NONE | Direct payment from the plan; Investment management; Non-monetary compensation; Custodial (securities); Other fees Service code 19 | — | $7K |
| COHEN, WEISS AND SIMON LLP EIN 13-1592323 NONE | Legal; Direct payment from the plan Service code 29 | — | $6K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 22,407 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 8,078 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 30,485 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.