Filed October 9, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 | Recordkeeping Fees | $165,116 |
LPL FINANCIAL10+ years Service code 27 | Advisory (Plan) | $55,537 |
SUEMORI & INOUYE, INC.10+ years Service code 13 · EIN 99-0242337 | Contract Administrator | $24,296 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,487 | $30,588+94.5% | $53,898+10.4% | $85,563-30.5% |
| Participation rate | 57.3% | 26.3%+30.9pp | 55.0%+2.3pp | 66.0%-8.7pp |
| Annual return | 12.15% | 50.42%-38.3pp | 528.60%-516.5pp | 31.51%-19.4pp |
| Employer contribution / active EE | $608 | $436+39.5% | $932-34.7% | $2,654-77.1% |
| Participant deferral / active EE | $2,295 | $848+170.6% | $1,826+25.6% | $4,375-47.6% |
| Admin fee / account holder | $195 | $1,879-89.6% | $2,491-92.2% | $834-76.6% |