Retirement plan

GLOBAL DATA PUBLICATIONS 401(K) PLAN

Name: GLOBAL DATA PUBLICATIONS INC - GLOBAL DATA PUBLICATIONS 401(K) PLAN (2018) Form 5500
Creator: GLOBAL DATA PUBLICATIONS INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GLOBAL DATA PUBLICATIONS 401(K) PLAN, GLOBAL DATA PUBLICATIONS INC

GLOBAL DATA PUBLICATIONS INCEIN 98-0551263Plan #001PY 2018

441 LEXINGTON AVE, 3RD FL - NEW YORK, NY 10017617-747-4128

Prospect flagsLow participationFailed to transmit contributionsCorrective distributions

How to read this page

Total assets (EOY)

$7.6M

+275.8% from 2017

Total participants

233

+37.9% from 2017

Average account balance

$41,945

+133.8% from 2017

Annual return

302.82%

+272.43 pp from 2017

Benchmarks

See 865 peers

Peer group

Industry51 - Information

Plan typeDefined contribution

Participants100-249

Cohort865 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$16.90M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$73K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

231

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.81M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.44%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$210

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
CARY STREET PARTNERS INVESTMENT1 year Service code 27 · EIN 26-0070474 901 E. BYRD ST SUITE 101 · RICHMOND, VA 23219	Advisory (Plan)	$23,084
EMPLOYEE FIDUCIARY, LLC1 year Filed as: EMPLOYEE FIDUCIARY Service code 15 250 STATE ST · MOBILE, AL 36603	Recordkeeping	$5,398

Plan features & details

Pension benefit codes2E2J2K2F2G2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$28K

$187 / participant

Investment mgmt$23K81.0%
Other / not subdivided$5K19.0%

% of EOY assets

0.377%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BUSHOVEN LLC
Auditor EIN: 223010383
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$41,945

$61,214-31.5%

$83,322-49.7%

$56,287-25.5%

Participation rate

65.1%

72.6%-7.4pp

77.8%-12.6pp

69.9%-4.7pp

Annual return

302.82%

0.42%+302.4pp

10.64%+292.2pp

-9.96%+312.8pp

Employer contribution / active EE

$2,085

$1,925+8.3%

$3,379-38.3%

$2,111-1.2%

Participant deferral / active EE

$5,979

$5,091+17.4%

$5,565+7.4%

$3,350+78.5%

Admin fee / account holder

$158

$512-69.1%

$7,540-97.9%

$521-69.6%

Provider

Service type

Compensation

CARY STREET PARTNERS INVESTMENT1 year

Service code 27 · EIN 26-0070474

901 E. BYRD ST SUITE 101 · RICHMOND, VA 23219

Advisory (Plan)

$23,084

EMPLOYEE FIDUCIARY, LLC1 year

Filed as: EMPLOYEE FIDUCIARY

Service code 15

250 STATE ST · MOBILE, AL 36603

Recordkeeping

$5,398

GLOBAL DATA PUBLICATIONS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GLOBAL DATA PUBLICATIONS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion