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| Provider | Service type | Compensation |
|---|---|---|
PFS INVESTMENTS1+ years Service code 55 · EIN 58-1436188 | Other Commissions | $25,006 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $4,290 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,681 |
Filed as: GREAT WEST LIFE & ANNUITY INS. CO. Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $50 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,175 | $44,229-49.9% | $155,789-85.8% | $55,191-59.8% |
| Participation rate | 29.1% | 60.8%-31.7pp | 76.1%-47.0pp | 69.2%-40.1pp |
| Annual return | 1.76% | 0.37%+1.4pp | 71.54%-69.8pp | 10.78%-9.0pp |
| Employer contribution / active EE | $267 | $1,317-79.7% | $3,839-93.0% | $1,899-85.9% |
| Participant deferral / active EE | $831 | $2,851-70.9% | $4,798-82.7% | $3,046-72.7% |
| Admin fee / account holder | $13 | $86-84.6% | $7,477-99.8% | $91-85.4% |