Filed November 16, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $32,300 |
BARTH FINANCIAL ADVISORS3 years Service code 27 · EIN 33-0780120 | Advisory (Plan) | $9,215 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,433 | $61,172-63.3% | $185,851-87.9% | $79,389-71.7% |
| Participation rate | 37.0% | 66.6%-29.6pp | 81.7%-44.7pp | 70.7%-33.7pp |
| Annual return | 11.29% | 19.45%-8.2pp | 122.11%-110.8pp | 116.89%-105.6pp |
| Employer contribution / active EE | $501 | $2,321-78.4% | $5,168-90.3% | $2,428-79.3% |
| Participant deferral / active EE | $840 | $2,788-69.9% | $5,569-84.9% | $4,046-79.2% |
| Admin fee / account holder | $333 | $710-53.1% | $16,245-98.0% | $626-46.8% |