Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $56,117 |
Filed as: AXA ADVISORS LLC Service code 55 525 WASHINGTON BLVD FL 29 · JERSEY CITY, NJ 07310 | Other Commissions | $44,139 |
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $8,761 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,929 | $80,354-91.4% | $133,975-94.8% | $63,975-89.2% |
| Participation rate | 65.9% | 87.5%-21.6pp | 87.1%-21.1pp | 71.1%-5.2pp |
| Annual return | 19.41% | 13.11%+6.3pp | 29.29%-9.9pp | 48.65%-29.2pp |
| Employer contribution / active EE | $0 | $3,503-100.0% | $5,211-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $2,302 | $5,239-56.1% | $6,282-63.4% | $3,356-31.4% |
| Admin fee / account holder | $64 | $69-7.6% | $9,324-99.3% | $70-9.1% |