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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 27 · EIN 26-4310632 | Advisory (Plan) | $46,691 |
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $10,146 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$23,387 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,837 | $65,592+15.6% | $90,161-15.9% | $69,631+8.9% |
| Participation rate | 96.3% | 77.6%+18.6pp | 76.9%+19.4pp | 70.7%+25.6pp |
| Annual return | 20.95% | 57.10%-36.2pp | 34.89%-13.9pp | 27571.02%-27550.1pp |
| Employer contribution / active EE | $4,296 | $2,193+95.9% | $3,318+29.5% | $2,032+111.4% |
| Participant deferral / active EE | $9,898 | $5,257+88.3% | $5,287+87.2% | $3,224+207.0% |
| Admin fee / account holder | $56 | $86-34.4% | $5,943-99.1% | $110-49.1% |