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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 95-2834236 | Other Commissions | $51,423 |
FINANCIAL TELESIS1+ years Service code 55 · EIN 68-0279977 | Other Commissions | $17,903 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,413 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $4,103 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,727 | $57,096-33.9% | $94,229-60.0% | $55,191-31.6% |
| Participation rate | 77.9% | 75.7%+2.2pp | 78.8%-0.9pp | 69.2%+8.7pp |
| Annual return | 25.69% | 159.65%-134.0pp | 10.68%+15.0pp | 10.78%+14.9pp |
| Employer contribution / active EE | $817 | $1,708-52.2% | $3,587-77.2% | $1,899-57.0% |
| Participant deferral / active EE | $5,613 | $3,165+77.4% | $4,320+29.9% | $3,046+84.3% |
| Admin fee / account holder | $6 | $89-93.2% | $6,269-99.9% | $91-93.3% |