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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $14,844 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $7,447 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $2,490 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,073 | $50,385-24.4% | $75,501-49.6% | $62,293-38.9% |
| Participation rate | 52.5% | 67.7%-15.2pp | 72.4%-19.9pp | 69.5%-17.0pp |
| Annual return | 19.49% | 19.90%-0.4pp | 27.35%-7.9pp | 28.90%-9.4pp |
| Employer contribution / active EE | $1,025 | $1,537-33.3% | $2,352-56.4% | $2,042-49.8% |
| Participant deferral / active EE | $1,796 | $2,445-26.6% | $3,142-42.9% | $3,169-43.3% |
| Admin fee / account holder | $178 | $384-53.6% | $5,801-96.9% | $479-62.8% |