Filed January 11, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC2+ years Filed as: NFP RETIREMENT Service code 27 120 VANTIS · ALISO VIEJO, CA 92656 | Advisory (Plan) | $66,950 |
MCCREADY & KEENE INC.2+ years Filed as: MCCREADY & KEENE, INC. Service code 15 · EIN 35-0500670 | Recordkeeping | $35,476 |
MATRIX TRUST COMPANY2+ years Filed as: MG TRUST CO. DBA MATRIX TRUST CO. Service code 18 · EIN 75-3182674 | Custodial (other than securities); Fi... | $20,181 |
Filed as: MERRILL LYNCH Service code 27 2049 CENTURY PARK EAST · LOS ANGELES, CA 90067 | Advisory (Plan) | $19,674 |
SOUBUL PRIMES & SCHENKEL CPAS1+ years Service code 10 · EIN 95-3661421 | Accounting | $13,000 |
RBC GLOBAL ASSET MANAGEMENT2+ years Filed as: CITY NATIONAL BANK Service code 27 · EIN 95-1780067 | Advisory (Plan) | $11,031 |
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $10,287 |
JPMORGAN INVEST HOLDINGS LLC2+ years Filed as: J.P. MORGAN CHASE Service code 27 2029 CENTURY PARK EAST, STE 3700 · LOS ANGELES, CA 90067 | Advisory (Plan) | $9,953 |
LLBH PRIVATE WEALTH MANAGEMENT2+ years Service code 27 33 RIVERSIDE AVENUE · WESTPORT, CT 06880 | Advisory (Plan) | $8,521 |
MATRIX TRUST COMPANY1+ years Filed as: MG TRUST COMPANY DBA MATRIX TRUST C Service code 62 | Soft dollars commissions; Float revenue | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,355 | $41,281+72.9% | $109,313-34.7% | $57,658+23.8% |
| Participation rate | 53.4% | 59.3%-5.9pp | 71.3%-17.9pp | 70.2%-16.8pp |
| Annual return | 35.28% | 8.97%+26.3pp | 22.07%+13.2pp | 5.13%+30.1pp |
| Employer contribution / active EE | $1,188 | $1,201-1.1% | $3,892-69.5% | $1,974-39.8% |
| Participant deferral / active EE | $4,645 | $2,223+108.9% | $3,166+46.7% | $3,061+51.8% |
| Admin fee / account holder | $344 | $75+357.1% | $5,666-93.9% | $95+263.8% |